Sunday, February 12, 2012
writ of habeas corpus will be available to the people against any wrongfulWRIT OF MANDAMUS
writ of habeas corpus will be available to the people against any wrongful
detention.
WRIT OF MANDAMUS
Nature and Scope__ A writ of mandamus is in the form of command directed
to the inferior Court, tribunal, a board, corporation or any administrative
authority, or a person requiring the performance of a specific duty fixed by law
or associated with the office occupied by the person.
Mandamus in England is “neither a writ of course nor a writ of right, but that it
will be granted if the duty is in the nature of public duty and specially affects
the right of an individual provided there is no other appropriate remedy.
The writ is issued to compel an authority to do his duties or exercise his
powers, in accordance with the mandate of law. The authority may also be
prevented from doing an act, which he is not entitled to do. The authority,
against which the writ is issued, may be governmental or semi-governmental,
or judicial bodies. Its function in Indian Administrative Law is as general writ
of justice, whenever justice is denied, or delayed and the aggrieved person
has no other suitable the defects of justice. An order in the nature of
mandamus is not made against a private individual. The rule is now well
established that a writ of mandamus cannot be issued to a private individual,
unless he acts under some public authority. A writ can be issued to enforce a
public duty whether it is imposed on private individual or on a public body.
The Court laid down that public law remedy mandamus can be availed of
against a person when he is acting in a public capacity as a holder of public
office and in the performance of a public duty. It is not necessary that the
person or authority against whom mandamus can be claimed should be
created by a statute. Mandamus can be issued against a natural person if he
is exercising a public or a statutory power of doing a public or a statutory duty.
Grounds of the Writ of Mandamus
The writ of mandamus can be issued o the following grounds :
(i)
That the petitioner has a legal right.
The existence of a right is the formation of the jurisdiction of a Court to
issue a writ of mandamus. The present trend of judicial opinion
appears to be that in the case of non-selection to a post, no writ of
mandamus lies.
(ii)
That there has been an infringement of the legal right of the petitioner;
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(iii)
That the infringement has been owing to non-performance of the
corresponding duty by the public authority;
(iv)
That the petitioner has demanded the performance of the legal duty by
the public authority and the authority has refused to act:
(v)
That there has been no effective alternative legal remedy.
The applicant must show that the duty, which is sought to be enforced,
is owed to him and the applicant must be able to establish an interest
the invasion of which has been given rise to the action.
The writ of mandamus is available against all kinds of administrative action, if
it is affected with illegality. When the action is mandatory the authority has a
legal duty to perform it. Where the action is discretionary, the discretion has
to be exercised on certain principles; the authority exercising the discretion
has mandatory duty to decide in each case whether it is proper to exercise its
discretion. In the exercise of its mandatory powers as well as discretionary
powers it should be guided by honest and legitimate considerations and the
exercise its discretion should be for the fulfillment of those purposes, which
are contemplated by the law. If the public authority ignores these basic facts
in the exercise of mandatory or discretionary.
Where the duty is not mandatory but it is only discretionary, the writ of
mandamus will not be issued. The principles are illustrated in Vijaya Mehta v.
State(
There a petition was moved in the high Court for directing
AIR 1980 Raj.207)
the state Government to appoint a Commission to inquire into change in
climate cycle, flood in the State etc. Refusing to issue the writ, the Court
pointed out that under Section 3 of the Commission of Inquiry Act, the
Government is obligated to appoint a commission if the Legislature passes a
resolution to that effect.
In other situation, the government’s power to appoint a commission is
discretionary and optional as a commission could only be appointed by the
State Government if, in its opinion it is necessary to do so. The petitioner,
therefore has no legal right to compel the State Government to appoint a
Commission of Inquiry even when there is a definite matter of public
importance for the government may not feel inclined to appoint a Commission
if it is of the opinion that is not necessary to do so.
If the public authority neglects to discharge mandatory duty he would be
compelled by mandamus to do it. The refusal to refer to the High Court
questions under statutory provision like section 57 of the Stamp Act may be
included in the class of mandatory duties in the light of the decision of the
Supreme Court in Maharastra Sagar Mills case.
Mandamus was issued to compel the government to fill the vacant seats in a
Medical College as Article 41 of the Constitution, which is a directive principle
of State policy, includes the right to medical education.
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In Bhopal sugar Industries Ltd. V. income Tax Officer, Bhopal
)
, (AIR 1961
SC 182
it was held by the supreme Court that, where the Income Tax Officer had
virtually refused to carry out the clear and unambiguous directions which a
superior tribunal like the Income tax appellate Tribunal had given to him by its
final order in exercise of its appellate power in respect of an order of
assessment made by him, such refusal is in effect a denial of justice, and is
furthermore destructive of one of the basic principles in the administration of
justice based on as it is the hierarchy of Courts. In such a case a writ of
mandamus should issue ex-debits justifiable to compel the Income-tax Officer
to carry out the directions given to him by the Income-tax Appellate Tribunal.
The High Court will be clearly in error if it refused to issue a writ on the ground
that no manifest injustice has resulted from the order of the Income-tax Officer
in view of the error committed by the tribunal itself in its order. Such a view is
destructive of one of the basic principles of the administration of justice.
Thus we find that the Court will not tolerate the omission of mandatory duties
by the police authority and it would compel the authority by the writ of
mandamus to do what it must.
A writ of mandamus will not be issued unless an accusation of non-
compliance with a legal duty or a public duty is leveled. It must be shown by
concrete evidence that there was a distinct and specific demand for
performance of any legal or public duty cast upon the said party declined to
comply with the demand.
When an original legislation by the Union or State exceeds its legislative orbit
and injuries private interests, the owner of such interests can have a
mandamus directing the States not to enforce the impugned law “against the
petitioners in any manner whatsoever.” The duty of this writ becomes more
onerous as it attempts to face different phases and types of ultra vires
administrative action, whether with regard to internment or election, taxation
or license fees, evacuee property or dismissal of public officers.
Grounds on which writ of mandamus may be refused
.
The relief by way of the writ of mandamus is discretionary and not a matter of
right. The Court on any of the following grounds may refuse it:
1. The Supreme Court has held in Daya v. Joint Chief Collector
(AIR
that where the act against which mandamus is sought has
1962 SC1796),
been completed, the writ if issued, will be in fructuous. On the same
principle, the Court would refuse a writ of mandamus where it would be
meaningless, owing to lapse or otherwise.
Who may apply for mandamus?
__It is only a person whose rights have been
infringed who may apply for mandamus. It is interesting to note that the rule
of locus stand has been liberalized by the Supreme Court so much as to
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enable any public-spirited man to move the court for the issue of the writ on
behalf of others.
General principles relating to mandamus to enforce public duties In
considering general principles the following points have to be considered:
(a)
That the duty is public. In this connection an important case, Ratlam
Municipality v. Vardhi Chand
) came to be decided by the
(AIR 1980 SC 1622
Supreme Court in 1980, in which it compelled a statutory body to exercise its
duties to the community. Ratlam Municipality is a statutory body. A provision
in law constituting the body casts a mandate on the body “ to undertake and
make reasonable and adequate provision” for cleaning public streets and
public places, abating all public nuisances and disposing of night soil and
rubbish etc. The Ratlam Municipality neglected to discharge the statutory
duties.
(b)
That it is a duty enforced by rules having the force of law. Thus
(i)
Where an administrative advisory body is set up (without the
sanction of any statute) mandamus will not be issued against
such body even through the functions of the body relate to
public matters;
(ii)
Though executive or administrative directions issued by a
superior authority are enforceable against an inferior authority
by departmental action, they have no force of law and are,
accordingly not enforceable by mandamus.
(iii)
An applicant for mandamus must take the position that the
person against whom an order is sought is holding a public
office under some law, and his grievance is that he is acting
contrary to the provisions of that law.
In short, mandamus will be issued when the Government or its officers either
overstep the limits of the power conferred by the statute, or fails to comply
with the conditions imposed by the statute for the exercise of the power.
Against whom a Writ of Mandamus cannot be issued?
Writ of mandamus is issued generally for the enforcement of a right of the
petitioner. Where the applicant has no right the writ cannot be issued. It
cannot lie to regulate or control the discretion of the public authorities.
The writ of mandamus will not be issued if there is mere omission or
irregularity committed by the authority. It will not lie for the interference in the
internal administration of the authority. In the matters of official judgment, the
High Court cannot interfere with the writ of mandamus.
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WRIT OF CERTIORARI
Definition and Nature :
Certiorari is a command or order to an inferior Court or
tribunal to transmit the records of a cause or matter pending before them to
the superior Court to be dealt with there and if the order of inferior Court is
found to be without jurisdiction or against the principles of natural justice, it is
quashed:
“Certiorari is historically an extraordinary legal remedy and is
corrective in nature. It is issued in the form of an order by a superior
Court to an inferior civil tribunal which deals with the civil rights of
persons and which is public authority to certify the records of any
proceeding of the latter to review the same for defects of jurisdiction,
fundamental irregularities of procedure and for errors of law apparent
on the proceedings.”
The jurisdiction to issue a writ of certiorari is a supervisory one and in
exercising it, the Court is not entitled to act as a Court of appeal. That
necessarily means that the findings of fact arrived at by the inferior Court or
tribunal are binding. An error of law apparent on the face of the record could
be corrected by a writ of certiorari, but not an error of fact; however grave it
may appear to be.
Certiorari is thus said to be corrective remedy. This is, of course, its
distinctive feature. The very end of this writ is to correct the error apparent on
the face of proceedings and to correct the jurisdictional excesses. It also
corrects the procedural omissions made by inferior courts or tribunal. If any
inferior court or tribunal has passed an order in violation of rules of natural
justice, or in want of jurisdiction, or there is an error apparent on the face of
proceeding, the proper remedy so through the writ of certiorari.
Certiorari is a proceeding in personam :
Unlike the writ of habeas corpus the
petition for certiorari should be by the person aggrieved, not by any other
person. The effect of the rule of personam is that if the person against whom
the writ of certiorari is issued does not obey it, he would be committed
forthwith for contempt of court.
Certiorari is an original proceeding in the superior Court. It has its origin in the
court of issue and therefore the petition in India is to be filed in the High Court
under Article 226 or before the Supreme Court under Article 32 of the
Constitution.
Against whom it can be issued :
As regards the question against whom the writ
can be issued, it is well settled that the writ is available against nay judicial or
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quasi-judicial authority, acting in a judicial manner. It is also available to any
other authority, which performs judicial function and acts in a judicial manner.
Any other authority may be Government itself. But the conditions allied with it
are that Government acts in a judicial manner and the issue is regarding the
determination of rights or title of a person. Previously the question was in
doubt whether it was available against Central and Local Governments. The
majority of judgment is there, when the grant of certiorari against the
Government has been denied. The Madras High Court in 1929 and again in
1940 in Chettiar v. Secretary to the Government of Madras
(ILR1940 Mad.205.)
held that a writ of certiorari would not lie against Madras Government.
The Assam High Court has held that the writ of certiorari will be issued to an
authority or body of persons who are under a duty to act judicially. It will not
be available against the administrative order or against orders of non-statutory
bodies.
Necessary conditions for the issue of the Writ
:
When any body persons
(a)
Having legal authority.
(b)
To determine questions affecting rights of subjects,
(c)
Having duty to act judicially,
(d)
Acts in excess of their legal authority, writ of certiorari may be
issued. Unless all these conditions are satisfied, mere inconvenience
or absence of other remedy does not create a right to certiorari.
Grounds of Writ of Certiorari
:
The writ of certiorari can be issued on the
following grounds:
(1)
Want of jurisdiction, which includes the following:
(a)
Excess of jurisdiction.
(b)
Abuse of jurisdiction.
(c)
Absence of jurisdiction.
(2)
Violation of Natural justice.
(3)
Fraud.
(4)
Error on the face of records.
(1) Want of jurisdiction
:
The Supreme Court has stated in Ebrahim Abu
Bakar v. Custodian- General of Evacuee Property(
that want of
111952 SCJ 488),
jurisdiction may arise from.
(1)
The nature of subject matter.
(2)
From the abuse of some essential preliminary, or
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(3)
Upon the existence of some facts collateral to the actual
matter, which the Court has to try, and which is the conditions
precedent to the assumption of jurisdiction by it.
It may be added that jurisdiction also depends on
(4)
The character and constitution of the tribunal
There have been a good number of cases in Indian Administrative Law where
the use of jurisdiction has been corrected through the writ of certiorari. Thus
the orders of tribunals which did not wait even for 15 minutes to hear a party
and which resorted to its own theories to assess the premises of people and
acted under the influence of political considerations, have been quashed.
The Court does not interfere in the cases where there is a pure exercise of
discretion, and which is not arbitrary if it is done in good faith. They do not
ignore the legislative intention in the statute which might give a wide aptitude
of powers to the administrative authority or the social needs, which demand
the bestowal of some wider jurisdiction, or the historical circumstances under
which a certain tribunal got exclusive jurisdiction of a particular subject-matter.
(2) Violation of Natural Justice
The next ground for the issue of writ of
certiorari is the violation of natural justice and has a recognized place in
Indian legal system as discussed in the earlier part of the reading material.
(3) Fraud
there are no cases in India where certiorari has been asked on
account of fraud. The cases are found in British Administrative law where on
the ground of fraud the Court has granted the writ of certiorari. The superior
Courts have an inherent jurisdiction to set aside orders of convictions made
by inferior tribunals if they have been procured by fraud or collusion a
jurisdiction that now exercised by the issue of certiorari to quash Where fraud
is alleged, the Court will decline to quash unless it is satisfied that the fraud
was clear and manifest and was instrumental in procuring the order
impugned.
(4) Error of law apparent on the face of record. “
An error in decision or
determination itself may also be amenable to a writ of certiorari but it must be
a manifest error apparent on the face of the proceeding e. g., when it is based
on clear ignorance or disregard of the provision of law.” In other words; it is a
patent error, which can be corrected by certiorari but not a mere wrong
decision.
). It was for the first time when
(T. C. Basappa v. T. Nagappa AIR1954 SC 440
the Supreme Court issued the writ of certiorari on the only ground that the
decision of the election tribunal clearly presented a case of error of law, which
was apparent on the face of the record. The error must be apparent on the
face of the records.
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WRIT OF QUO WARRANTO
Definition and Nature.
The term quo warranto means “by what authority.”
Whenever any private person wrongfully usurps an office, he is prevented by
the writ of quo warranto from continuing in that office.
The basic conditions for the issue of the writ are that the office must be public,
it must have been created by statute or Constitution itself, it must be of a
substantive character and the holder of the office must not be legally qualified
to hold the office or to remain in the office or he has been appointed in
accordance with law.
A writ of quo warranto is never issued as a matter of course and it is always
within the discretion of the Court to decide.
The Court may refuse to grant a writ of quo warranto if it is vexatious or where
the petitioner is guilty of larches, or where he has acquiesced or concurred in
the very act against which he complains or where the motive of the relater is
suspicious.
As to the question that can apply for writ to quo warranto, it can be stated that
any private person can file a petition for this writ, although he is not personally
aggrieved in or interested in the matter.
Ordinarily, delay and lashes would be no ground for a writ of quo warranto
unless the delay in question is inordinate.
An unauthorized person issues the writ in case of an illegal usurpation of
public office. The public office must be of a substantive nature.
The remedy under this petition will go only to public office private bodies the
nature of quo warranto will lie n respect of any particular office when the office
satisfies the following conditions:
(1)
The office must have been created by statute, or by the
Constitution itself;
(2)
The duties of the office must be of public nature.
(3)
The office must be one of the tenure of which is permanent in
the sense of not being terminable at pleasure; and
(4)
The person proceeded against has been in actual possession
and in the user of particular office in question.
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Another instance of granting the writ of quo waarrnto is where a candidate
becomes subject to a disqualification after election or where there is a
continuing disqualification.
In cases of office of private nature the writ will not lie. In Jamalpur Arya Samaj
Sabha v. Dr. D. Rama,
the High Court of Patna refuse to issue
(AIR 1954 Pat 297)
the writ of quo warranto against the members of the Working Committee of
Bihar Raj Arya Samaj Pratinidhi Sabha- a private religious association. In the
same way the writ was refused in respect of the office of a doctor of a hospital
and a master of free school, which were institutions of private charitable
foundation, and the right of appointment to offices therein was vested in
Governors who were private an don’t public functionary.
It will not lie for the same reason against the office of surgeon or physician of
a hospital founded by private persons. Similarly, the membership of the
Managing Committee of a private school is not an office of public nature;
therefore writ of quo warranto will not lie.
In Niranjan Kumar Goenka v.
The University of Bihar,
(AIR 1973 Pat 85)
Muzzafarpur the Patna High Court held that writ in the nature of quo warranto
cannot be issued against a person not holding a public office.
Acquiescence is no ground for refusing quo warranto in case of appointment
to public office of a disqualified person, though it may be a relevant
consideration in the case of election
When the office is abolished no information in the nature of quo warranto will
lie.
Public Interest Litigation
P I L
G
ood governance is the
sine qua non
of any State, particularly a
democratic polity that would have three organs of government,
namely, executive, legislative and judiciary. These three organs
constitute as it were three pillars of the good and effective
governance with the judiciary functioning as the watchdog for maintenance of
the Constitutional balance as the powers and responsibilities of the various
machineries of state, vis-à-vis one another, and the people.
Public Interest Litigation
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An individual who does it out of concern for public interest initiates it. But after
having initiated it, once the Court admits a matter, it no longer remains the
concern only of the person who has initiated it.
For example, Sheela Barse, a journalist, had initiated a PIL on behalf of the
children who were languishing in remand homes. The respondents were the
State governments who prolonged the litigation by not filing their affidavits in
time. Sheela Barse had to rush from her home in Bombay to Delhi to attend
the Supreme Court every time a date was fixed for a hearing. Exasperated
with the willful delay caused by the State Governments, which was not
adequately checked by the Court, when threatened to withdraw the petition.
Although her frustration was understandable, the court could not allow her to
withdraw the petition. Even if she withdrew from the matter, the Court could
continue to examine the contentions made by her in the petition and deliver
the orders. Although a person may be accorded standing to bring a public
interest matter in Court, such a person cannot withdraw proceedings on the
ground that she was disassociating herself from that matter. Justice
Venkatachaliah (as he then was) speaking for himself and Ranganath Misra J
(as he then was) observed that:
If we acknowledge any such stands of a dominos lit is to a person who brings
a public interest litigation, we will render the proceedings in public interest
litigation vulnerable to and susceptible of a new dimension which might, in
conceivable cases, be used by persons for personal ends resulting in
prejudice to the public weal.
Constraints on Public Interest Litigation.
Although the courts have been liberal in conceding locus standi to public-
spirited citizens to espouse petitions involving public interest, such public
interest litigation has got to be constrained by considerations of feasibility as
well as propriety. The constraints of feasibility restrain the courts from over
admitting matters, which might go beyond its resources to deal with. The
consideration of propriety persuades the courts from not undertaking issues,
which are better, dealt with by the other co-ordinate organs of the government
such as the legislature or the executive.
It’s Area of Operation
While this may be true, as far as popular perception is concerned, the truth, in
a deeply vital sense, is that if certain infringement of law, injury to public
interest, public loss due to official apathy, inaction or manipulation or
dereliction of duty as ordained by the authoritative rules or statutes—which
are co relatable to public interest, being offensive to or destructive of it, will all
fall within the PIL jurisdiction and judgment given in such cases, in view of
their impact and end-result or even visibility in forms of reduction or
elimination of the “original sin” are often categorized as pronouncements
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belonging to the area of the “ judicial activism”. Some of the areas where so-
termed judicial activism, emanating from PIL, has been in evidence cover
subjects like environment pollution, social ills__ like dowry death/bride
burning, bonding labour, child labour, custodial death police torture
(Bhagalpur blinding case) and other forms of atrocities on prisoners/jail
inmates, non-payment on the part of Ministers/Prime Ministers for private use
of public (Air force) air crafts, public compensations, dereliction or abnegation
of essential statutory duties by public Institutions/corporations or official
bodies. There have been cases where other individual fundamental rights as
enshrined in Part III of the Constitution have formed part of PIL as they had
under public repercussions. Such PIL cases may be taken directly to
Supreme Court where constitutional infringement is involved__ private, i.e.,
individual rights included. They can also be taken up in High Courts.
It’s Rationale
Usually, the courts take cognizance of a case when the person affected
makes complaint. This is the question of
locus standi
, that is, whether a
person not involved or affected in any case has any legal justification or
ground to take up someone else’s case in the constitution on others behalf.
The courts were reluctant to accept or admit such cases. But in the early 80s
(or may be a little earlier), the Supreme Court made a relaxation of this
principle and started accepting genuine and appropriate cases even through
complainant was someone different from the person affected. Of course, the
admissions done only after a very strict scrutiny of the points involved, the
motive or motivation of the complainant and the purpose, which the case, if
decided, would serve. It is only after a full satisfaction of the court that such a
case is accepted as a PIL.
There are many reasons, which dictate the rationale for PIL. In a country like
ours, where:
(1)
Poverty is abysmal.
(2)
Illiteracy is acute.
(3)
Society is case ridden.
(4)
Backwardness is widespread,
(5)
Fear of the high and might is deep
(6)
Three M’s (money, muscles and mind) have a sway
(7)
Communications system is poor,
(8)
Judicial process is cumbersome and costly, and
(9)
Justice is denied through delay.
It is idle to except that poor, illiterate, disprivileged, weak and vulnerable
sections of society, utterly ignorant of the law and the processes of law would
come out openly against the abuses of their personal or group rights(al bit
legally bestowed), fighting the very people who are often treated, in remote
interiors of the country, as Mai-baap (because they are rich, high caste,
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powerful and brutal). Fighting the government can never cross the mind of
majority of our people__ as being possible, feasible, desirable or profitable.
The only way such a situation can be tackled is if some public-spirited men
take up cudgels on their behalf and bring up before law courts cases of law
infringement or non-implementation on statutory provisions affecting
adversely people or public. The alternative is that the courts suo moto take
up some such cases either on the basis of reports, communications or other
verifiable evidences. As of now, the courts are well disposed towards this
form or course of litigation. They do not or would not reject such a course
outright but would take cognizance, even if ultimately they way as well
dispose of them or discuss them on good and sufficient grounds.
PIL, thus, represents the arguments of both liberals and conservations
upholding the soul and sprit of justice through following on initiatory procedure
not traditionally preferred or favoured. The former Chief Justice of India, P.N.
Bhagwati, sitting with Justice O.A. Desai in 1982 described the diatribe
against PIL as:
The criticism is based on a highly elitist approach and proceeds from a blind
obsession with the rites and rituals sanctified by an out-moded Anglo-Saxom
jurisprudence.
This aroused the judicial conscience of others. Justice fazal Ali, sitting with
Justice S. S. Venkataramiah in the same year referred to the whole gamut of
PLIL and the courts’ jurisdiction to a five Judges Bencdh- sensing the
importance and relevance of the new reality. Infect, one of the questions
formulated was:
Can a stranger to a cause- be he a journalist, social worker, advocate or an
association of such persons initiate action before the court in matters alleged
to be involving public interest or should a petition have some interest in
common with others whose rights are infringed by some governmental action
or inaction in order to establish the locus stand to make such a complaint?
Now, it is no longer in doubt. Even a post card received from a far away place
from an unknown man can e treated ass a petition (so goes the report) if it
contains valid points worthy of being taken cognizance by the Court. Time
have changed, approaches have changed and so have the Courts’ systems –
though they are still bogged down in perhaps avoidable rituals which make for
delay, add to cost and dilute justice at times. The gradual erosion in
principles and values in public life since Nehru and Shastri era in India have
brought into sharp focus the constitutional mandate and Supreme Court of
India, arousing public interest in the on-going debate over the intentions
behind Constitutional provision. It was being widely felt and publicly
perceived that the declining values, lack of access to social justice and judicial
system, States’ arbitrariness, corrupt practices, attack on rights, grossly
deviant social and economic activities, and murder of moral mores cannot
make India an honest, progressive and a prosperous society.
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PIL as a Tool for Access of Poor man to Justice
No less a person than the former Chief Justice of India, A.M Ahmadi, had
once described the Supreme Court as the world’s powerful court because of
its wide-ranging, vast jurisdiction. Apart from its original, appellate, civil
criminal and advisory jurisdictions, it has the power to entertain petitions even
from ordinary people who otherwise cannot approach it due to financial and a
host of other constraints. In the Fertilizer Corporation Manager Union v.
Union of India case, the eminent jurist V.R. Krishna Iyer, the initiator of this
innovative process of PIL, described law as “ a social auditor and this audit
function can be put into action only when someone with real public interest
ignites the jurisdiction of the Court”.
In the same vein, the former Chief Justice P.N Bhagwati, picking up the
thread from where Iyer left it, propounded in S.P. Gupta’s case, “the court has
to innovate new methods and devise new strategies for the purpose of
providing access to justice to large masses of people who are denied their
basic human rights, the only way in which this can be done is by entertaining
writ petitions and even letters from public spirited citizens seeking judicial
redress on behalf of those who have suffered a legal wrong or an injury”. At
last, the problem of providing justice to millions of helpless and hapless men
got recognition PIL fast became one of the most effective and powerful
instruments of justice for protecting the weak, the deprived the prosecuted be
they women in protective custody, children in juvenile institutions under trial
prisoners in jails, unorganized workman, landless labourers, slum and
pavement dwellers or people belonging to schedule castes/scheduled tribes.
It is the PIL which exposed the brutality of Bhagalpur blinding, merciless
exploitation of bonded labour, river (Jamuna) pollution through industrial
effluents, environmental degradation, health hazard issues, education
capitation rackets and so on.
Not remaining confined to righting the wrongs alone, judicial activism has
made its presence felt by entering areas traditionally believed to be in the
domains of legislature and executive. For instance, the apex judiciary can ask
for the records based on which the president and the Governors may have
reached their ‘subjective satisfaction’ with regard to, say, failure of
constitutional machinery in a state. This, in effect, means that such decisions
can be challenged on various grounds like malafides, extraneous
considerations, and unreasonableness. Governance, a clear executive
function, is now a good subject of judicial activism.
Similarly, justice Kuldeep Singh’s directive to the union government for in
acting a uniform civil code, one of the unenforceable directive principles of
State Policy (Part IV of the constitution) is another example of excessive
judicial zeal.
Module – 1 133
Again, certain other constitutional provisions, such as the pleasure of the
president contained in articles 310, 311 and 312 of the constitution, as well as
section 18 of Army Act, which deal with civil services and armed forces
respectively, have been brought under judicial control through the ‘creative
interpretation’ of articles 14 and 19 of the constitution. The recent
“santusti”case is also a case in point. If only establishes the fact that if the
constitution provides for any absolute power, it is judiciary’s own authority of
judicial review, to say the least. Though such review attempts cannot be
branded as “grossly undemocratic”, critics maintain that the courts, ordained
as a judicial body, cannot at the same time be looked to as a “general heaven
for reform movements”. It cannot, even so, be gainsaid that the need and
desirability of judicial activism have clearly been established on the ground;
for, more than once,
It has brought out skeletons from administration’s cupboard
which remained unexposed for years and would have
otherwise remained so for years on end;
It has shown that those in authority abuse and misuse power
without compunction for noxious purposes and hide them
from public gaze;
All that glitters in the legislative and executive world is not
gold. Arbitrariness, greed, corruption, Reports, patronage,
the notorious ‘in-law and out-law’ syndrome, ‘private-gain-at
public expense’ considerations, malafide motive and many
other vilest vices do reign supreme in places and persons
who were earlier considered to be ‘paragons of virtue’.
Module – 1 134
Module-IV
WE ARE WHAT
WE REPEATEDLY DO
EXCELLENCE THAN IS NOT AN ACT,
BUT A HABIT.
Aristotle
Module – 1 135
Contents Pages
Topic: Redress of Public grievances and
Institution of Ombudsman
*Institution of Ombudsman (Lokpal and Lokyukta)
*Central vigilance Commission
*Central bureau of investigation
*Right to know
*Discretion to disobey
Topic: Public undertakings and Public Corporations
*Organizations of public undertakings
*Departmental concerns, Govt. Companies and Public Corporations
*Some problems and attributes of Public Corporations
Topic: Liability of State in contracts and in tort
*Effect of a valid contract with government
*Vicarious liability of the state
*Sovereign and Non-Sovereign function of the States
*Liability of the public servant and public accountability
Topic: Privileges and immunities in suits of the State
*Immunities from the operation of the statute
*Privileges under cop
*Privileges under evidence act
*Immunity from estoppels
*Doctrine of promissory estoppels
Topic: Public administration and Role of Civil
Services in India and good governance
*Functions of Civil Services
*-Role of Public administration
*Declining standards of productivity
*Diluted accountability
.
*Future strategies for improving the governance
Module – 1 136
Redress of Public Grievances and Institution of
Ombudsman
A
fter
independence setting up of a democratic system of Government
raised tremendous hopes and high expectations among people. From
a purely regulatory and police administration, the government came to
be entrusted with the responsibility of economic and social
transformation and that too in a hurry. The state entered economic field in a
big way and a number of regulations were brought into play to promote
socialistic pattern of the
society and to ensure distributive justice
.
Now let us try to find out the effect of the above upon the lives of the citizens
and the type of interface between the government and the citizens it created.
The Gandhian principle that, “that governments is the best which governs the
least was substituted by a government which was as the American saying
goes, a ‘big government’ affecting the lives of citizens from cradle to grave if
not from conception itself.
The committee on “Prevention of Corruption” (popularly known as the
Santhanam Committee)
in its report gave special attention to create machinery
in the government, which should provide quick and satisfactory redress of
public grievances. Accordingly, the Government on June 29, 1964 providing,
inter alia, issued detailed instructions:
1.
It is the basic proposition that the prime responsibility for dealing with a
complaint from the public lies with the government organization whose
activity or lack of activity gives rise to the complaint. Thus; the higher
levels of the hierarchical structure of an organization are expected to
look into the complaints against lower levels. If the internal
arrangements within each organization are effective enough, there
should be no need for a special ‘outside’ machinery to deal with
complaints.
2.
For dealing with grievances involving corruption and lack of integrity on
the part of government servants; special machinery was brought into
existence in the form of the
Central Vigilance Commission.
3.
For dealing with grievances, while outside machinery was not
considered necessary of feasible for the present, the organizations and
the departments should provide for quickest redressal of such
grievances.
4.
The internal arrangement for handling complaints and grievance should
be quickly reviewed by each ministry, special care being bestowed on
the task by those ministries whose work brings them in touch with the
public. Every complaint should receive quick and sympathetic attention
Module – 1 137
leaving in the outcome, as far as possible, no ground in the mind of the
complaint for a continued feeling of grievance.
5.
For big organizations having substantial contact with the public, there
should be distinct cells under a specially designated senior officer
which should function as a sort of outside complaint agency within the
organization and, thus, act as a second check on the adequacy of
disposal of complaints.
Simultaneously, a demand articulated in many, from time to time, for setting
up an independent authority with power and responsibility of dealing with
major grievances affecting large sections of the people. It was averred that
the hierarchical type of remedy for grievances of citizens should be improved
by tightening up the existing arrangements and by providing an internal
‘outside’ check to keep things up to the mark. Since the main limitation of the
hierarchical remedy is that the various authorities act too departmental check
system. A proposal was placed before the Cabinet to the effect that this
“extra-departmental check” should operate through a commissioner for
redress of Citizens’ grievances, whose main functions should be to ensure
that arrangements are made in each ministry/department/office. For receiving
and dealing with the citizens’ grievances and that they work efficiently. In
exercise of this function, the Commissioner should inspect these units, advise
those who hold charge of these units and communicate his observations to
the Head of Department or to the Secretary as may be necessary. He should
also keep the minister informed of how the arrangements in the department
under the minister are working. The proposal in essence was that the
Commissioner would be an inspector and supervisor under each minister
although located outside. The location for the Commissioner was suggested
to be in the Home Ministry from where he would provide a common service.
The proposal made it clear that the proposed Commissioner would not be
anything like an Ombudsman
.
Firstly,
he would be appointed by the government and not elected by
Parliament.
Secondly,
he would only be an inspector and supervisor of the existing
hierarchical arrangements and not an independent investigating authority, like
an Ombudsman.
Thirdly
, the Commissioner would be very much a part of the Government
machinery and not an outside agency although he would e outside the
individual ministries/departments.
The Cabinet approved creation of a Commissioner for Public grievances and
an officer of the rank of Additional Secretary was appointed against the post in
March, 1966. This arrangement continued for about a year –and –a-half.
However, in 1968, the proposal for creation of the institutions of
Lokpal
and
Lokayukta
was brought forward in the form of a Bill. During this period, the
incumbent in the post moved elsewhere and as an interim measure, pending
deliberations on the Bill, the Secretary in the Department of Personnel was
Module – 1 138
asked to perform the functions of the Commissioner. No decision as taken
thereafter. Arrangements of the Secretary in the Department of Personnel
concurrently functioning as a Commissioner fell into disuse.
The system introduced as stated above functioned till March 1985 when a
separate Department of Administrative Reforms and Public grievances was
set up.
A review of the functioning of this system at this stage would be relevant.
During the decade 1975-76 to 1984-85 the number of complaints received
and disposed of by the Central Government department is given in Table 1.
TABLE 1 COMPLAINTS RECEIVED AND DISPOSED OF BY THE
CENTRAL GOVERNMENT DEPARTMENTS
No. of Complaints
Year Received Disposed of
12,27,691
1975-76
10,07,724
9,13,687
1976-77
8,26,422
9,75,606
1977-78
9,23,809
10,64,030
1978-79
N.A
10,44,198
1979-80
N.A
11,63,959
1980-81
N.A.
12,49,024
1981-82
9,31,617
11,94,973
1982-83
11,40,024
9,80,878
1983-84
9,49,348
9,30,472
1984-95
8,68,628
N.A. Not available.
Source: Annual Reports of the Ministry of Personnel (as quoted by M.
L. Malhotra in his article in the journal of IIPA)
The receipt of complaints hovered around 10-11 lakh and disposal around 9
to 10 lakh, thus, leaving at least one lakh of people every year dissatisfied just
on account of non-disposal of their complaints. Despite this, the figures of
disposal are not unimpressive. The crucial point, however, is whether the
complaints disposed of led to satisfaction of the people or not. Unfortunately,
data on this is not available and, therefore, it is difficult to hazard a guess in
this matter.
Module – 1 139
Reasons of Complaints:
Before appraising and pronouncing a judgment on the then existing
arrangements, let us first broadly list out reasons due to which grievances
normally arise. These can be one or more of the following:
1.
Delay in disposal of various matters;
2.
Dilatory procedures which do not discriminate between routine
and urgent;
3.
Observance of rules for the sake of their observance without
appreciating their effect on the end results;
4.
Administrative orders in exercise of discretion by executive
which may be open to question either on the ground of misuse or
abuse of power resulting in injustice
5.
Prevalence of corruption and outside influence;
6.
Arbitrariness in executor of authority; and
7.
Misconduct and misbehavior.
Though no empirical data and evidence is available yet the perception of the
general public of administrative machinery is not at all a happy one. There is
an overwhelming feeling that the procedures take precedence over results;
there is no time frame to deal with maters; guidance to the public is
inadequate; and that officials deny even simple courtesy to the public. The
common man feels alienated from the public because grievances genuine or
otherwise are not answered and remedied by the Government. This situation
exists because:
1.
Grievance Officers merely act as a passive agency and they are
not vested with authority to redress grievance;
2.
Considerable time is taken to provide redress (a sample
analysis has revealed that the time taken ranged room six months to
six years);
3.
The present arrangements are mostly ministry-based and deal
with only letters and representations;
4.
Too defensive an approach is adopted in dealing with
complaints and the tendencies is to justify the action taken already;
5.
In spite of many instructions on the subject, the complaint is not
given a speaking reply’, i.e. indicating why a particular matter was dealt
within a particular fashion;
6.
There is room for more active involvement of senior officers in
monitoring of grievances disposal; and
Module – 1 140
7.
Publicity to make people aware of the channels of redress
needed stepping up.
As mentioned earlier, the institution of commissioner for Public Grievances fell
into disuse and there was no central agency to oversee and monitor the
working of internal machinery in different organizations. Thus, as rightly
pointed by the learned author, Mr. Malhotra, the scenario described above is
indeed not a flattering one for the Government.
Before concluding discussion on this phase, a reference to the report of the
Administrative Reforms Commission will not be out of place. The Commission
submitted its report on Machinery floor Redress of . Public grievances in
August 1966. The central theme of this report was to create the twin
institutions of Lokpal and Lokayukta with authority to investigate both
complaints against corruption and grievances.
Any progressive system of administration presupposes the existence a
mechanism for handling grievances against administrative faults, and the
recognition of a right of every member of the public to know what passes in
government files. Therefore, the treatment of this subject involves the study of
the following topics:
1. Ombudsman
.
2. Central Vigilance Commission.
3. Right to know.
4. Discretion to disobey.
Any good system of administration, in the ultimate analysis, has to be
responsible and responsive to the people. Because, the chances of
administrative faults affecting the rights of the persons, personal or property
have tremendously increased and the chances of friction between
government and the Private citizen have multiplied manifold therefore, the
importance institution like Ombudsman to protect the people against
administrative fault cannot be over emphasized.
In the mid–nineties the main thrust of the court was public accountability to
tackle the problem of corruption high places which was eating into the vitals of
the polity. However, in late nineties the emphasis shifted to keeping balance
between the needs of public accountability and the demands of individual
rights. The canvas
grievance redress strategies must be spread wide to
include ‘right to know’ and ‘discretion to disobey’ besides other judicial and
administrative techniques if the rampant corruption and the abuse of power is
to be checked effectively before the people lose complete faith in democracy
in India.
Module – 1 141
OMBUDSMAN IN INDIA
Introduction.
About three decades back, people in parliamentary
democracies had firm conviction that the parliamentary process, press and
public debates, along with the provisions for the redress by way of the petition
to the Government and to the Parliament could adequately remedy the
‘citizens’ grievances and control the arbitrariness of the Executive. Whenever
a citizen feels aggrieved by an action of the Government, he could get
remedies in the courts and where no action lay in the courts of law, he could
ventilate his grievances through petitions, through members of Parliament and
finally by voting down the Government in general election if it Is not
responsive to his grievances.
In past few decades there has been an intensive increase in the
Governmental activities. Wide discretionary powers have been given to them,
which are susceptible to misuse. It has also multiplied the occasions of
individual grievances. Now there are more and more complaints of mal-
administration, corruption, nepotism, administrative inefficiency, delay,
negligence, bias, unfair preferences or dishonesty. The Justice Report
(Justice represents the British Section of the International Commission of
Jurists. Its report, was published in 1961) said:
“There appears to be a continuous flow of relatively minor complaints not
sufficient in themselves to attract public interest but nevertheless of great
importance to the individuals concerned, which gives rise to the feelings of
frustration and resentment because of the inadequacy of the existing means
of seeking redress.” Report P. 37.
It has been found that the existing democratic processes under the law are
inadequate to deal with the complaints of citizens against the Government.
The present scope for judicial review of administrative action is also very
meager. There are no proper means of correcting an erroneous decision of
facts or investigating into complaints of misconduct, inefficiency, delay or
negligence.
The only remedy in such cases is to approach the Minister, or to draw the
attention by putting questions in the Parliament. It is difficult for an ordinary
citizen to do that much. Moreover, in cases of perversity and misconduct of a
Minister, the remedy is not clear. Out of two alternatives, namely, to have the
‘Counseil-d-Etat’
under French system of
‘droit administratiff’
or the
Ombudsman in the Scandinavian system, most of the modern countries of the
world have preferred the latter one as a suitable means for redressing
innumerable wrongs of the Government officials.
Module – 1 142
The problems of citizen’s grievance that have been germinated by a welfare
State have caught the attention of the world for establishing an institution like
Ombudsman.
Prof. Rawat
has rightly predicated that the “Ombudsman
institution or its equivalent will become a standard part of the machinery of
Government throughout democratic world.”
Ombudsman originated in Sweden in 1809 was adopted in Finland in 1919
and Denmark in 1955. It was set up in New Zealand, a commonwealth
country with parliamentary form of government in 1962. The ‘Justice’, a British
wing of the international Commission of Jurists recommended that it be set up
in England and the Parliamentary Commissioner’s Act, 1967 was passed.
Ombudsman has come to stay in England
. (See MP Jain The First Year of
Ombudsman in England 14 JILI 159 (1972); David William’s Parliamentary
Commissioner Act. 1967 30 Mod LR 547 (1967); L Cohen The Parliamentary
Commissioner and MP Filter Public Law 204 (1972).
The Ombudsman type of machinery has been found to be useful for
redressing the grievances of citizens, which fall in the above description. It
contains some of the qualities of
droit administratif.
The Ombudsman is an officer of Parliament who investigates complaints
from citizens, against government departments, that they have been
unfairly dealt with and if he finds that the complaint is justified, helps to
obtain a remedy. He has usually a high status- that of a judge of the
highest court and can investigate act involving corruption and mal-
administration by government of ficials, sometimes including ministers.
The Ombudsman system is highly flexible. This is demonstrated by its
successful adaptation in four Scandinavian countries, which have
significant governmental and legal difference, and in New Zealand and
the United Kingdom, which have an entirely different constitutional
system. The Ombudsman of each country has been designed to suit the
local needs and conditions. Hence there are diff erences in them with
respect to jurisdiction as well as functions. For example, the Swedish and
Finnish Ombudsmen have jurisdiction over the judiciary. The
Ombudsman in New Zealand, Denmark and Norway has no authority
over the judiciary. The Swedish Ombudsman has no jurisdiction over the
ministers. His function is generally to supervise how judges, government
officials and other civil servants observe the laws and to prosecute those
who have acted illegally or neglected their duties. The Danish
Ombudsman has authority over the ministers as well as the judges. The
Norwegian Ombudsman has authority to scrutinize the acts of ministers,
which they perform as heads of a Ministry. The Finnish Ombudsman not
only has jurisdiction over the Cabinet Ministers but also has authority to
prosecute them.
OMBUDSMAN IN INDIA
Module – 1 143
Thus we have seen that the establishment of the institution of
Ombudsman is the demand of time. It will be much useful in redressing
the grievances of the citizens against the administration. Attempts have
been made to establish the institution like Ombudsman (called Lokpal)
but unfortunately it has not been established so far. However the
institution of Lokayukta is functioning in some Indian States.
The system of Ombudsman enables Parliament and Ministers both to correct
the faults in the administration. The ministerial responsibility appears to have
resulted in sheltering the mistakes in the administration. Often they make
defensive answer in Parliament and found reluctant in admitting mistakes. In
such a situation the system of Ombudsman is of much use. The existence of
Ombudsman will encourage the administration to be sensitive to the public
opinion and the demands of fairness. It will help in controlling the
administration.
The Administrative Reform commission has recommended for the
establishment of Ombudsman type of institution in India. A Draft Bill was
appended to the Interim Report of the administrative Law Commission. In
1968 a Bill called the Lokpal and Lokayuktas Bill was introduced in the Lok
Sabha but before it could be passed, the Lok Sabha was dissolved and
therefore the Bill lapsed. In 1971 and another Bill was introduced in the Lok
Sabha but again the Bill lapsed on account of the dissolution of the Lok
Sabha. In 1977 a new Bill called Lokpal Bill, 1977 was introduced in the Lok
Sabha. The Bill was referred to the Joint Select Committee of the two House
of Parliament but the Bill again lapsed on account of the dissolution of the Lok
Sabha. Again Lok Pal Bill, 1985 was introduced in the Lok Sabha and it also
lapsed because before its passage the term of the Lok Sabha ended. Again
features of the Lokpal Bill, 1989 are as follows:
This Bill seeks to establish the institution of Lokpal. The institution of Lokpal
shall consist of a Chairman and two members who may be either sitting or
retired Judges of the Supreme Court. Where all or any of the allegation have
been substantiated against a Minister, the Prime Minister will decide the
action to be taken on the recommendation of the Lokpal and in the case of
Prime Minister the Lok sabha will decide the action to be taken thereon. In
case the allegation is not substantiated wholly or partly, the Lokpal will close
the case. The Lokpal has not been given jurisdiction to enquire into the
allegation against the President, the Vice President, the Speaker of Lok
Sabha, the Chief Justice or any Judge of the Supreme Court, the Comptroller
and auditor General, the Chief Election Commissioner or Election
Commissioner, the Chairman or any Member of the Union Public Service
Commission. The Institution cannot enquire into any matter concerning any
person if the Lokpal or any member thereof has any bias in respect of the
person or matter. Lokpal cannot enquire into any matter referred for enquiry
under the Commission of Enquiries Act. Besides, Lokpal cannot enquire into
any complaint made five years after the date of offence stated in the
complaint.
Module – 1 144
The salary, service conditions and removal from the office in the case of the
Chairman will be the same as those of the Chief Justice of India and in the
case of other m ember will be as those of the Judges of the Supreme Court.
These provisions have been made to ensure the independence of the
institution of Ombudsman. The Bill also provides that a member of the Lokpal
cannot be a Member of Parliament or State legislature or a political party. It
also provides that a member thereof should not hold any office of trust or
profit or he should not carry on any business or practice any profession. The
Bill also makes provision for the appointment of staff to assist the Lokpal.
The Lokpal can entertain a complaint from any person other than a public
servant. The Bill has empowered the Lokpal to require a public servant or any
other person to give such information as may be desired or to produce such
documents, which are relevant for the purposes of investigation. He will have
the powers of a Civil Court under the Civil Procedure Code, 1908 with
respect:
i)
to summon a person and examine him on oath;
ii)
to require a person to disclose and produce a document;
iii)
to take evidence on oath;
iv)
to require any public document or recorded to be placed before
him;
v)
to issue commission for the examination of evidence and
documents;
vi)
any other matters as may be provided.
In August 1998 the Prime Minister Atal Bihari Bajpae presented the Lok
Pal Bill in the Lok Sabha. The Prime Minister has also been brought
within the jurisdiction or power of LokPal. Under the Bill the LokPal was
empowered to make enquiries in the charges of completion brought
before, it against any Minister or Prime Minister or Member or either
House of Parliament. However, he was not empower thereon the Bill to
make enquires in the charges of corruption against the President, Vice-
President, Speaker of Lok Sabha, Comptroller and Auditor general, Chief
Election Commissioner and other Election Commissioner, Judges of the
Supreme Court and Members of the Union Public Service Commission.
Under this Bill the institution of Lok Pal was to consist of three members
including its Chairman. Only the sitting or retired Chief Justice of India
or any Judge of the Supreme Court could be appointed its Chairman
while any sitting or retired Judge of the Supreme Court of Chief Justice
of any High Court could be appointed its members.
Module – 1 145
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