Sunday, February 12, 2012
ossibility of bias is sufficient. A Judge should be able to act judicially
possibility of bias is sufficient. A Judge should be able to act judicially,
objectively and without any bias. In such cases what the court should see
is not whether bias has in fact affected the judgment, but whether a
litigant could reasonably apprehend that a bias attributable to a member
of the tribunal might have operated against him in the final decision of
the tribunal.
Bias as to the Subject-matter
(3)
. A judge may have a bias in the
subject matter, which means that he is himself a party, or has some direct
connection with the litigation, so as to, constitute a legal interest. “A legal
interest means that the Judge is in such a position that bias must be
assum ed.” The smallest legal interest will disqualify the Judge.
Thus for example, members of a legal or other body, who had
taken part in promulgating an order or regulation cannot afterwards sit
for adjudication of a matter arising out of such order because they
become disqualified on the ground of bias. Subject to statutory
exceptions persons who once decided a question should not take part in
reviewing their own decision on appeal.
To disqualify on the ground of bias there must be intimate and
direct connection between adjudicator and the issues in dispute
To vitiate the decision on the ground of bias as for the subject matter there
must be real likelihood of bias such bias has been classified by Jain and Jain
into four categories:-
(a)
Partiality of connection with the issues;
(b) Departmental or official bias;
(c) Prior utterances and pre-judgement of Issues.
(d) Acting under dictation.
II Audi Alter am Par tem
(Hear the other side)
Rule of Fair Hearing
Meaning, Object and Ambit
The second principle of natural justice is audi alteram partem (hear the other
side) i.e. no one should condemned unheard. It requires that both sides
should be heard before passing the order. This rule insists that before
passing the order against any person the reasonable opportunity must be
given to him. This rule implies that a person against whom an order to his
prejudice is passed should be given information as to the charges against him
and should be given opportunity to submit his explanation thereto.
4 (See also
National Central Cooperative Bank v. Ajay Kumar, A.I.R. 1994 S.C. 39).
Module – 1 75
Ingredients of fair hearing
Hearing’ involves a number of stages. Such stages or ingredients of fair
hearing are as follows:-
Notice:
1.
Hearing starts with the notice by the authority concerned to
the affected person. Consequently, notice may be taken as the starting point
of hearing. Unless a person knows the case against him, he cannot defend
himself. Therefore, before the proceedings start, the authority concerned is
required to give to the affected person the notice of the case against him. The
proceedings started without giving notice to the affected party, would violate
the principles of natural justice. The notice is required to be served on the
concerned person properly.
However, the omission to serve notice would not be fatal if the
notice has not been served on the concerned person on account of his own,
fault. For example, in a case some students were guilty of gross violence
against other students. The notice could not be served on them because
they had absconded. The action of the authority was held to be valid as
the notice could not be served on the students on account of their own
fault.
The notice must give suf ficient time to the person concerned to
prepare his case. Whether the person concerned has been allowed
suff icient time or not depends upon the facts of each case. The notice
must be adequate and reasonable.
The notice is required to be clear and unambiguous. If it is
ambiguous or vague, it will not be treated as reasonable or proper notice.
If the notice does not specify the action proposed to be taken, it is taken as
vague and therefore, not proper.
2. Hearing:
An important concept in Administrative law is that of natural
justice or right to fair hearing. A very significant question of modern
Administrative law is, where can a right to hearing be claimed by a person
against whom administrative action is prepared to be taken?
We know that right to hearing becomes an important saf eguard
against any abuse, or arbitrary or wrong use, of its powers by the
administration in several ways. A large volume of present day case law
revalues around the theme, wherein courts are called upon to decide
whether or not, in a particular situation, failure on the part of the
administration to give as hearing is fatal to the action taken. There is no
readymade formula to judge this question and every case is to be
considered on its own merits.
The right to hearing can be claimed by the individual affected by
the administrative action from 3 sources.
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Firstly, the requirement of hearing may be spelt out of certain
fundamental rights granted by constitution.
Secondly, the statute under which an administrative action is being taken
may itself expressly impose the requirements of hearing. Thus Art. 311 of
constitution lays down that no civil servant shall be dismissed or removed or
reduced in rank until he has been given a reasonable opportunity of showing
cause against the action.
According to the prevalent principles of judicial review of
administrative action, courts have far greater control over administrative
action involving a hearing ( or “fair hearing” to be sure) than they have
otherwise. Thus, a more effective control-mechanism comes into force.
Thirdly it has been reiterated over and over again that a quasi-
judicial body must follow principles of natural justice. But this gives rise
to another intricate question: what is quasi-judicial? Answer to this
question is not easy as no “ quasi-judicial” from “ administrative”. A
general test sometimes adopted for the purpose is that “ any person or
body having legal authority to determine questions affecting the rights of
subjects and having the duty to act judicially” acts in a quasi-judicial
manner. But it is not clearly defined as to what is meant by “acting
judicially.” This proposition is vague in the extreme; it is even a tautology
to say that the function is quasi- judicial if it is to be done judicially. How
is one to ascertain whether an authority is required to act judicially or
not? The statutes, it becomes a matter of implication or inf erence f ro the
courts to decide, after reading a statute, whether the concerned authority
acting under it is to act judicially. In the absence of any such explicit
indication in a statute, it becomes a matter of implication or inf erence for
the courts to decide, after reading a statute, whether the concerned
authority is to act judicially or not. The courts make the necessary
inference f rom “the cumulative eff ect of the courts make the necessary
inference from “the cumulative effect of the nature of the right affected,
the manner of the disposal provided, the objective criteria to be adopted,
the phraseology use, the nature of the power conferred, of the duty
imposed on the authority and the other indication afforded by the statute.
“This prime facie is too broad a generalization, which is hardly adequate
or articulate to predicate the nature of a function or a body with any
certainty. The personality of a judge could make a substantial difference
in the end-result, for one judge may be more inclined to lean towards a
quasi-judicial approach by the administration in a particular context than
another judge.
The extension of the right of hearing to the person affected by
administrative process has been consummated by extension of the scope
of quasi-judicial and natural justice as well as by discarding the
distinction between “quasi-judicial’ and ‘administrative’ and invoking the
concept of fairness in administrative action. Hearing has thus become the
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norm, rather than an exception, in administrative process at the present-
day.
Requirements of fair hearing: A hearing will be treated as fair
hearing if the following conditions are fulfilled:-
1. Adjudicating authority receives all the relevant material produced
by the individual
A hearing to be treated a fair hearing the adjudicating authority should provide
the person-affected opportunity to produce all the relevant materials, which he
wishes to produce. If the adjudicating authority does not allow the person
affected to produce material evidence, the refusal will be violative of the rule
of fair hearing. If the adjudicating authority refuses to hear a person who does
not appear at the first hearing but appears subsequently during the course of
hearing. It would be against the principle of natural justice.
2. The adjudicating authority discloses the individual concerned
evidence or material which it wishes to use against him.
It is the general principle that all the evidence which the authority wishes to
use against the party, should be placed before the party for his comment and
rebuttal. If the evidence is used without disclosing it to the affected party, it
will be against the rule of fair hearing.
The extent and context and content of the information to be disclosed depend
upon the facts of each case.
Ordinarily the evidence is required to be taken in the presence of the party
concerned. However, in some situations this rule is relaxed. For example,
where it is found that it would be embarrassing to the witness to testify in the
presence of the party concerned, the evidence of the witness may be taken in
the absence of the party.
3.
The adjudicating authority provides the person concerned an
opportunity to rebut the evidence or material which the said authority
issues to use against him
The hearing to be fair the adjudicating authority is not required only to
disclose the person concerned the evidence or material to be taken against
him but also to provide an opportunity to rebut the evidence or material.
Cross-examination:
The important question is, does it include right of
cross-examination of witnesses? Whether it includes the right to cross-
examination or not depends upon the provisions of the statute under
which the hearing is being held and the facts and circumstances of the
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each case. Where domestic enquiry is made by the employees, right of
cross examination is regarded as an essential part of the natural justice.
In the case disciplinary proceedings initiated by the Government against
the civil servants, the right to cross examination is not taken orally and
enquiry is only a fact finding one.
Hira Nath Mishra v. Rajendra Medical College
, (
A.I. R 1973 S.C. 1260)
in this case some male students were charged of some indecent behaviour
towards some girl students. The accused male students were not allowed
to cross-examine the girl students. The refusal allow the accused male
students to cross examine the girl students was upheld and was not
treated as violation of natural justice because allowing them the right of
cross examination would have been embarrassing for the girl students.
The ref usal was necessary for protecting the girl students from any
harassment later on.
Sometimes the identity of the witness is required to be kept confidential
because the disclosure thereto may be dangerous to their person or
property. In a case the externment order was served on a person by the
Deputy Commissioner under the Bombay Police act. The said person was
not allowed to cross-examine the witnesses. The refusal was not taken as
violation of the natural justice because the witnesses would not like to give
evidence openly against the persons of bad characters due to fear of
violence to their person or property.
Similarly in another case the business premises of a persons where
searched and certain watched were confiscated by the authority under
Sea Customs Act. The said person was not allowed to cross-examine the
persons who gave information to the authority. There was no violation of
the natural justice. The court held that the principles of natural justice
do not require the authority to allow the person concerned the right to
cross-examine the witnesses in the matters of seizure of goods under the
Sea Customs Act. If the person concerned is allowed the right to cross-
examine, it is not necessary to follow the procedure laid down in the
Indian Evidence Act.
Legal Representation
: An important question is whether right to be
heard includes right to legal representation? Ordinarily the
representation through a lawyer in the administrative adjudication is not
considered as an indispensable part of the fair hearing. However, in
certain situations denial of the right to legal representation amounts to
violation of natural justice. Thus where the case involves a question of
law or matter which is complicated and technical or where the person is
illiterate or expert evidence is on record or the prosecution is conducted
by legally trained persons, the denial of legal representation will amount
to violation of natural justice because in such conditions the party may
not be able to meet the case effectively and therefore he must be given
some protect ional assistance to make his right to be heard meaningful.
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Institutional Decision
(One who decides must hear)
In ordinary judicial proceedings, the person who hears must decide. In
the judicial proceedings, thus the decision is the decision of the specific
authority. But in many of the administrative proceedings the decision is
not of one man or one authority i.e. it is not the personal decision of any
designated officer individually. It is treated as the decision of the
concerned department. Such decision is called institutional decisions. In
such decision often one person hears and another person decides. In such
decision there may be division in the decision making process as one
person may hear and another person may decide.
In
Gullapalli Nageswara Rao v. A. P. State Road Transport Corporation
the
Supreme Court the hearing by one person and decision by another person
has been held to be against the rule of fair hearing.
But the actually the Administrative practice continues to permit the
hearing by one person and decision by another.
Post Decisional Hearing
Post decisional hearing may be taken to mean hearing after the decision
sometimes public interest demands immediate action and it is not found
practicable to afford hearing before the decision or order. In such
situation the Supreme Court insists on the hearing after the decision or
order. In short, in situations where prior hearing is dispensed with on the
ground of public interest or expediency or emergency the Supreme Court
insists on the post decisional hearing.
In
Charan Lal Sadu V. Union of India
the Supreme Court has held that
where a statute does not in terms exclude the rule of predecisional hearing
but contemplates a post decisional hearing amounting to a full review of
the original order on merits it would be construed as excluding the rule of
audi alteram partem
at the pre-decisional stage. If the statute is silent with
regard o the giving of a pre-decisional hearing, then the administrative
action after the post decisional hearing will be valid.
The opinion of Chief Justice P. N. Bhagwati with regard to the post
decisional hearing is notable. In his foreword to Dr. I. P. Massey’s book
Administrative Law, he has stated that the Supreme Court’s decisions in
Mohinder Singh Gill V. E. C. (
A.I.R. 1978 S.C. 851) and
Maneka Gandhi V.
Union of India
( A.I.R. 1978 S.C. 597) have been misunderstood. It is clear
that if prior hearing is required to be given as part of the rule of natural
Module – 1 80
justice, failure to give it would indubitably invalidate the exercise of
power and it cannot be read into the statute because to do so would be to
defeat the object and purpose of the exercise of the power, that past
decisional hearing is required to be given and if that is not done, the
exercise of the power would be vitiated. (
Management of M/S M.S. Nally
Bharat Engineering Co. Ltd. v. State of Bihar 1990 S.C.C. 48)
In normal cases pre-decisional hearing is considered necessary, however
in exceptional cases, the absence of the provision for predicisional hearing
does not vitiate the action if there is a provision for post decisional
hearing.
Reasoned decision (Speaking Order)
Meaning and Importance
Reasoned decision may be taken to mean a decision which contains reason
in its support. When the adjudicators bodies give reasons in support of
their decisions, the decisions are treated as reasoned decision. A decision,
thus supported by reasons is called reasoned decision. It is also called
speaking order. In such condition the order speaks for itself or it tells its
own story.
The reasoned decision introduces f airness in the administrative powers.
It excludes or at least minimizes arbitrariness.
•
=
The right to reasons is an indispensable part of sound
judicial review. The giving of reasons is one of the fundamental of
good administration.
•
=
It has been asserted that a part of the principle of natural
justice is that a party is entitled to know the reason for the decision
apart from the decision itself.
•
=
In another words, a party is entitled to know the reason, for
the decision, be it judicial or quasi-judicial. This requirement to
give reasons, however, is an approach quite new to administrative
law, as the prevailing law is that the quasi-judicial bodies need not
give reasons in support of their decisions, although in some cases,
the court did insist upon making ‘ speaking orders’. But a change
in the approach is being noticed since last few years and a growing
emphasis is being laid on these bodies to give reasons for their
decisions.
•
=
The reasoned decision gives satisfaction to the person
against whom the decision has been given. It will convince the
person against whom the decision has been given that the decision
is not arbitrary but genuine. It will enable the person against
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whom the decision has been given to examine his right of appeal.
If reasons are not stated, the affected party may not be able to
exercise his right of appeal effectively.
Thus, the giving of reasons in support of the decision is now considered
one of the fundamentals of good administration.
In
Sunil Batra v. Delhi administration
, the Supreme Court while
interpreting section 56 of the prisons act, 1894, observed that there is an
implied duty on the jail superintendent to give reasons for putting bar
fetters on a prisoner to avoid invalidity of that provision under article 21
of the constitution. Thus the Supreme Court laid the foundation of a
sound administrative process requiting the ad judicatory authorities to
substantiate their order with reasons. The court has also shown a
tendency to emphasize upon the fact that the administrative order should
contain reasons when they decide matters affecting the right of parties.
Natural, Justice and Indian Constitution:
The principles of natural justice in the modern context describe
certain rules of procedure. It supplies the omissions of formulated law.
The principles of natural justice are implicit in Article 14 and 21.
The principles of natural justice have come to be recognized as
being a part of the guarantee contained in Article 14 of the Constitution
because of the new and dynamic interpretation given by the Supreme
Court to the concept of equality, which is the subject matter of that
Article. Violation of a rule of natural justice results in arbitrariness,
which is the same as discrimination. Where discrimination is the result of
State action, it is violation of Article 14. Therefore, a violation of
principle of natural justice by a state action is a violation of Article 14.
Article 14, however, is not the sole repository of the principles of natural
justice. The principles of natural justice apply not only to legislation and
Sate action but also where any tribunal, authority or body of men not
coming within the definition of “State” in article 12, is charged with the
duty of deciding a matter. In such a case, the principles of natural justice
require that it must decide such matter fairly and impartially.
The constitution of India, while guaranteeing right to life and
personal liberty in Article 21 in the same under “procedure established by
law”, the expression procedure established by law was substituted by
constituent Assembly for due process clause as embodies in American
constitution Art. 21 of the constitution envisage.
“No person shall be deprived of his life or personal liberty except
according to procedure established by law.”
Module – 1 82
Thus the first attempt to incorporate the American principle
(which includes principles of natural justice) in the Indian constitution
was failed. Later in
the A.K. Gopalan’s case
, (AIR 1950 S.C 27) Supreme
Court held that procedure established by law meant procedure
prescribed by the statute. Obviously it implies that law enacted by the
state need not be in conformity with the principles of natural justice. Law
in Art. 21 meant statute law and nothing more. In case of a procedure
prescribed by law it cannot be questioned on the ground that it violates
principles of natural justice. There is no guarantee that it will not enact a
law contrary to the principles of A learned author was prompted to
observe that this position of Art.21of the Indian constitution was more of
a statute justice land not natural justice.
The interpretation of Art. 21 given in the Gopalan case in fact placed the
liberty of the citizen at the mercy of the party in power. Natural justice supplies
the procedural omissions of a formulated law.
According to Jackson J.
“It might be preferable to live under Russian law applied by common
law Procedures, rather then under the Common law enforced by Russian
procedure.”
Gopalan’s decision dominated the Indian scene for twenty eight years
till the decision
of Supreme Court in the celebrated case of Monika
Gandhi’s which revolution the application rules of natural justice in
India. In the instant case, a writ petition was filed under Art. 32
challenging the impugned order interlaid amongst other grounds for
being impugned for denial of opportunity of being heard prior the
impoundment of passport. As per Maneka’s rationale, a procedure could
no more be a mere enacted or state prescribed procedure as laid down in
Gopalan’s but had to be fair, just and reasonable procedure. The most
notable and innovative holding in Maneka was that the principle of
reasonableness legally as well as philosophically is an essential element of
equality or non-arbitrariness and pervades Art. 14 like a boarding
omnipresence and the procedure contemplated by Art. 21 must stand the
test of reasonableness in Art. 14.
Bhagwatil J, for majority referring to audi alteram partem which mandates that
no one shall be condemned unheard, remarked:
“
Natural justice is a great humanizing principle intended to invest law
with fairness and to secure justice and ever the year it has grown into a widely
pervasive rule affecting large areas of administrative action. Thus the soul of
natural justice is fair play in action and that is why it has received the widest
recognition throughout the democratic world. In the United States, the right to
Module – 1 83
an administrative bearing is regarded as essential requirement of fundamental
fairness and in England too it has been held that fair play in action demands
that before any prejudicial or adverse action is taken against a person he must
be given an opportunity to be heard.”
So the rules of natural justice were applicable to administrative
proceedings positively. The learned judge emphasized that the Audi
alteram rule is intended to inject justice into the law and it cannot be
applied to defeat the ends of justice or to make the law lifeless, absurd,
stultifying, self defeating or plainly contrary to the common sense of the
situation.
Further Bhagwai observed that it must not be forgotten that natural justice is
pragmatically flexible and is amenable to capsulation under the pressure of
circumstances. The core of it must however remain namely, that the person
affected must have reasonable opportunity of being heard and the hearing
must be a genuine and not an empty public relations exercise. This rule
should be sufficiently flexible to suit the exigencies of myriad kinds of
situations, which may arise. The learned judge insisted for post decisional
hearing in situations was urgency demands prompt action which cannot wait
for a formal hearing because than world defeat the very purpose of a action.
Thus Maneka decision has resurrected American procedural due
process in Art, 21 which was freed from the confines of Gopalan’s
after about twenty eight years on ‘procedure’.
In one more case of the Mohinder Singh Gill, deserves attention due to
observation made by
Krishna Iyer, J
on the principles of natural justice. The
judicial history of natural justice in England and India has been remarkably
traced by
Krishana Iyer,
J
in this case by observing that the natural justice in
no mystic testament of judgment juristic, but the pragmatic yet principled,
requirement of fair play in action as the norm of civilized justice- system and
minimum of good government-crystallized clearly in our jurisprudence by
catena of cases here and elsewhere. Further
, Krishana Iyer
observed in the
instant cases:
“The rules of natural justice are rooted in all legal systems, not any
new theology and are manif ested in the twin principles…. while natural
justice is universally respected, the standards vary withy situations
contracting into a brief, even post-decisional opportunity, or expanding
into trial-type trappings…good administration demands fair play in
action and this simple desideratum is the foundation of natural justice.
The rules of natural justice are not rigid norms of unchanging contents. Each
of the two main rules embrace a number of sub rules, which may very in their
application according to the context. In the words of the Supreme Court, the
extent and application of the doctrine of natural justice cannot be imprisoned
within the straitjacket of rigid formula.
33 ( V.N. Shukla, The Constitution of India, 388 (-
1974).
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Following Exceptions to Natural Justice
Though the normal rule is that a person who is affected by
administrative action is entitled to claim natural justice, that requirement
may be excluded under certain exceptional circumstances.
Statutory Exclusion:
The principle of natural justice may be
excluded by the statutory provision. Where the statute expressly provides
for the observance of the principles of natural justice, the provision is
treated as mandatory and the authority is bound by it. Where the statute
is silent as to the observance of the principle of natural justice, such
silence is taken to imply the observance thereto. However, the principles
of natural justice are not incapable of exclusion. The statute may exclude
them. When the statute. When the statute expressly or by necessary
implication excludes the application of the principles of natural justice the
courts do not ignore the statutory mandate. But one thing may be noted
that in India, Parliament is not supreme and therefore statutory exclusion
is not final. The statute must stand the test of constitutional provision.
Even if there is not provision under the statute for observance of the
principle of natural justice, courts may read the requirement of natural
justice for sustaining the law as constitution.
Emergency:
In exceptional cases of urgency or emergency where
prompt and preventive action is required the principle of natural justice
need not be observed. Thus, the pre-decisional hearing may be excluded
where the prompt action is required to be taken in the interest of the
public safety or public morality, e.g., where a person who is dangerous to
peace in the so morality e.g. Where a person who is dangerous to peace in
the society is required to be detained or extended or where a building
which is dangerous to the human lives is required to be demolished or a
trade which is dangerous to the society is required to be prohibited, a
prompt action is required to be taken in the interest of public and hearing
before the action may delay the administrative action and thereby cause
injury to the public interest and public safety. Thus in such situation dine
social necessity requires exclusion of the pre-decisional hearing.
However, the determination of the situation requiring the exclusion of the
rules of natural justice by the administrative authorities is not final and
the court may review such determination.
In
Swadeshi Cottoin Mills v. Union of India,
the Supreme Court
held that the word ‘immediate” in Section 18AA of the Industries Act
does not imply that the rule of natural justice can be excluded.
Public Interest.
The requirement of notice and hearing may be excluded
where prompt action is to be taken in the interest of public safety, or public
health, and public morality. In case of pulling down property to extinguish fire,
destruction of unwholesome food etc., action has to be taken without giving
the opportunity of hearing.
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In
Maneka Gandhi v. Union of India the Supreme Court observed that a passport
may be impounded in public interest without compliance with the principles of
natural justice but as soon as the order impounding the passport has been made, an
opportunity of post decisional hearing, remedial in aim, should be given to the
person concerned. In the case the court has also been held that “ public interest” is
a justiciable issue and the determination of administrative authority on it is not
final.
Interim disciplinary action:
The rules of natural justice is not
attracted in the case of interim disciplinary action. For example, the
order of suspension of an employee pending an inquiry against him is not
final but interim order and the application of the rules of natural justice
is not attracted in the case of such order.
In Abhay Kumar v. K. Srinivasan an order was passed by the
college authority debarring the student from entering the premises of the
college and sttending the class till the pendency of a criminal case against
him for stabbing a student. The Court held that the order was interim
and not final. It was preventive in nature. It was passed with the object
to maintain peace in the campus. The rules of natural justice were not
applicable in the case such order.
Academic evolution:
Where a student is removed from an
educational institution on the grounds of unsatisfactory academic
performance, the requirement of pre-decisional hearing is excluded. T he
Supreme Court has made it clear that if the competent academic
authority assess the work of a student over period of time and thereafter
declare his work unsatisfactory the rule of natural justice may be
excluded. but this exclusion does not apply in the case of disciplinary
matters.
Impracticability:
Where the authority deals with a large number of person it
is not practicable to give all of them opportunity of being heard and therefore in
such condition the court does not insist on the observance of the rules of natural
justice. In
R. Radhakrishna v. Osmania
University
, the entire M.B.A. entrance
examination was cancelled on the ground of mass copying. The court held that it
was not possible to give all the examinees the opportunity of being heard before
the cancellation of the examination.
EFFECT OF FAILURE OF NATURAL JUSTICE
In England, for sometimes now, a question of some complexity which has been
cropping up before the courts time and again is: When an authority required observing
Module – 1 86
natural justice in making an order fails to do so, should the order made by it be
regarded as void or a voidable?
Generally speaking, a voidable order means that the order was legally valid at its
inception, and it remains valid until it is set aside or quashed by the courts, that is, it
has legal effect up to the time it is quashed. On the other hand, a void order is no
order at all from its inception; it is a nullity and void
ab
initio
. The controversy
between void and voidable is making the England administrative law rather
complicated. Before we go further, it may be necessary to enter into a caveat at this
place with respect to a void
ab initio
, the uncertainties of administrative law are such
that in most cases a person affected by such an order cannot be sure whether the order
is really valid or not until the court decided the matter. Therefore, the affected person
cannot just ignore the order treating it as a nullity. He has to go to a Court for an
authoritative determination as to the nature of the order is void.
For example, an order challenged as a nullity for failure of natural justice gives rise
to the following crucial question: Was the authority required to follow natural justice?
As the discussion in the previous pages shows, there is quite a good deal of
uncertainty on both these points.
Meagerly, J., brings out this point clearly
Nevertheless, conceptually, there is a lot of difference between a void and voidable
order. The question arises in various contexts and has a number of ramifications. It
has great practical value insofar as the courts have taken recourse to conceptualistic
logic to answer a number of questions. For example, the following are some of the
question which arises in regard to orders passed infringing natural justice and which
the courts have sought to answer by reasoning based on differentiation between void
and avoidable orders, though not always with entire satisfaction: can infringement of
natural justice be waived by the person affected? Are they protected? What is the
effect of privatize clauses on such orders? Are they protected? Can the defect of
failure of natural justice be cured later by the same body or by a higher body? Can the
court issue a writ (certiorari) to quash such an order without the affected person
having taken recourse to the alternative remedy available under the statute in
question? Can the person affected ignore such an order without incurring any liability,
civil or criminal? Can the government seek to enforce an order challenged as void
because of failure of natural justice pending the course decision on the matter? Who
can challenge such an over? If the law prescribes a time limit within which the order
may be challenged, can it be challenged after the period of limitation? Can an order
the challenged in collateral proceedings or only in direct proceedings to set it aside?
Usually, a violable order cannot be challenged in collateral proceedings. It has to be
set aside by the court in separate proceedings for the purpose. Suppose, a person is
prosecuted criminally for infringing an order. He cannot then plead that the order is
avoidable. He can raise such a plea if the order is void. But, as de Smith points out the
case-law on the point is far being coherent Certiorari and not a declarations regarded
as a suitable remedy for setting aside a void able decision.
In India, by and large, the Indian case law has been free from the void/voidable
controversy and the judicial thinking has been that a quasi-judicial order made
without following natural justice is void and nullity.
Module – 1 87
The most significant case in the series is Nawabkhan v. Gujarat S. 56 of the Bombay
Police Act, 1951 empowers the Police Commissioner to ex tern any undesirable person
on certain grounds set out therein. An order passed by the commissioner on the
petitioner was disobeyed by him and he was prosecuted fro this in a criminal court.
During the pendency of his case, on a writ petition filed by the petitioner, the High
Court quashed the internment order on the ground of failure of natural justice. The
trial court then acquitted the appellant. The government appealed against the acquittal
and the High Court convicted him for disobeying the order. The High Court took the
position that the order in question was not void
ab initio
; the appellant had disobeyed
the order much earlier than date it was infringed by him; the High Courts own
decision invalidating the order I question was not retroactive and did not render it
non-ext or a nullity from its inception but it was invalidate only from the date the
court declared it to be so by its judgment. Thus, the arguments adopted by the high
Court were consistent with the view that the order in question was void able and not
void.
However, the matter came in appeal before the Supreme Court, which approached the
matter from a different angle. The order of internment affected a Fundamental Right)
art. 19) Of the appellant in a manner which was not reasonable. The order was thus
illegal and unconstitutional and hence void. The court ruled definitively that an order
infringing a constitutionally guaranteed right made without hearing the party affected,
where hearing was required, would be void
ab initio
and ineffectual to bind the parties
from the very beginning and a person cannot be convicted non observance of such an
order. “Where hearing is obligated by statute which affects the fundamental right of a
citizen, the duty to give the hearing sound in constitutional requirement an failure to
comply with such a duty is fatal. The appellant could not this be convicted for flouting
the police commissioners order which encroached upon his Fundamental Right and
had been made without due hearing and was thus void
ab initio
and so was never
really inexistence.
Nawabkhan raises some critical issues. A few general commons may, however, be
made at this place Much for the confusion in Administrative Law India can be
avoided if the rule is accepted that an order made ought to have been observed, is void
ab intio
. A person disobeys an administrative order at his own risk, for if he disobeys
an order, and the court later holds it as not void, then he suffers the consequence, for
whether an order is void or not can only be settled conclusively by a court order
Accepting the void ness rule will make authorities take care in passing orders after
fulfilling all the necessary formalities. It will also denude the courts of discretion
whether to set aside an order or not in case of violation of natural justice. However,
there may be some situations when illation of a void order may not be excusable, e.g.
when a prisoner escapes from thereon thinning that the administrative order under
which he has been detained is void.
It is an area where no general principle can be held applicable to all the varying
situations because what has to be reconciled here is public interest with private rights.
In most of the cases i.e. staying the implementation of the order challenged until the
court is able to decide the question on merits.
Module – 1 88
DISCIPLINARY ACTION AGAINST
PUBLIC SERVANTS: ITS SIGNIFICANCE
I
n every organization the conduct and discipline is very important. Every
organization, public or private, has certain rules and regulations governing the
conduct or behavior of its employees. A high moral standard of conduct among
the public servants is of utmost necessity to set an example to the public at large.
Integrity and discipline in the service are essential for an efficient personnel system.
In order to prevent misuse of powers, a code of conduct to regulate the behaviour of
the civil servants is enforced.
With the transformation of passive police state into an active welfare state, drastic
changes have been brought in the role of the state. Its administrative machinery
influences every aspect of human life in numerous ways. Along with the ever-
increasing responsibilities of powers of civil servants, administrative inefficiencies,
such as red tapism, lethargy, corruption etc. crept into administration. Rapid growth in
the numerical strength, continuos extension in the powers of civil servants, change in
the concept of civil neutrality, shift from negative to positive work and increasing
emphasis on moral and professional standards have become the modern trends of
personnel administration and thus it gained momentum. If the public servants – the
backbone of the government – are undermined by indiscipline and misconduct, it will
lead to the collapse of administrative machinery.
Constitutional Protection to Civil Servants
In India government is the biggest provider of jobs to the people. According to an
estimate in 1947 the strength of civil servants was 10 lakhs, which rose to 20 lakhs in
1978 and became 30 lakhs in 1993. However, this does not include the jobs in public
sector undertakings. Maximum numbers of jobs provided by the government are in
defense, railways and post offices.
This tremendous growth in civil services was mainly due to the fact that without a big
army of civil servants it was not possible to realize the dream of a Welfare State,
which was the cornerstone of the Indian Constitution.
India is the only country where law relating to service matters of the civil servants is
provided in the constitution. Therefore Chapter XIV containing Articles from 308 to
323 providing protection to civil servants was included in the Constitution. However,
Article 314 that provided protection to the members of Indian Civil Service was
repealed by the Twenty-eight-Constitution Amendment Act, 1972 after the last
member to the service retired.
DISCIPLINARY ACTION – MEANING
Disciplinary action means the administrative steps taken to correct the misbehaviour
of the employee in relation to the performance of his/her job. Corrective action is
initiated to prevent the deterioration of his/her job. Corrective action is initiated to
prevent the deterioration of individual inefficiency and to ensure that it does not
spread to other employees.
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A distinction needs to be drawn between disciplinary action of civil or criminal
procedure. The former deals with the fault committed in office violating, the internal
regulations or rules of the administration while the latter is concerned with the
violation of law to be dealt with by civil and criminal courts. The following matters
are covered in the Conduct Rules. More strictness is observed in those services where
more discretion is involved:
i)
Maintenance of correct behaviour official superiors,
ii)
Loyalty to the State.
iii)
Regulation of political activities to ensure neutrality of the personnel,
iv)
Enforcement of a certain code of ethics in the official, private and domestic
life.
v)
Protection of the integrity of the officials by placing restrictions on
investments, borrowings, engaged in trade or business, acquisition or disposal
of movable and immovable valuable property, acceptance of gifts and
presents, and
vi)
Restriction on more than one marriage.
CAUSES OF DISCIPLINARY PROCEEDINGS
The following are the various causes of disciplinary proceedings.
1) Acts Amounting to Crimes
a)
Embezzlement
b)
Falsification of accounts not amounting to misappropriation of money
c)
Fraudulent claims (e.g. T.A.)
d)
Forgery of documents
e)
Theft of Government property
f)
Defrauding Government
g)
Bribery
h)
Corruption
i)
Possession of disproportionate assets
j)
Offences against other laws applicable to Government Servants.
2) Conduct Amounting to Misdemeanor
a)
Disobedience of orders
b)
Insubordination
c)
Misbehaviour
Module – 1 90
i)
with superior officers
ii)
with colleagues
iii)
with subordinates
iv)
with members of public
d)
Misconduct
i)
violation of conduct rules
ii)
violation of standing orders
iii)
intrigues and conspiracy
iv)
insolvency
TYPES OF DISCIPLINARY ACTION
Disciplinary action may be informal or formal. Informal disciplinary action may mean
assignment to a less desirable work, closer supervision, loss or withholding of
privileges, failure of consultations in relevant matters, rejection of proposals or
recommendation. It may includes curtailing of his/her authority and diminishing
his/her responsibility The reason for taking informal disciplinary action may be that
offences are too slight, or too subtle, or too difficult to prove, to warrant direct and
formal action.
Formal disciplinary action follows where the offence is serious and can be legally
established. In such cases the penalties that are imposed on a member of the service
are;
1) Minor Penalties
a)
Censure
b)
Withholding of promotions
c)
Recovery from pay of the whole or part of any loss caused to
Government or to a company, association or body of individuals. And
d)
Withholding of increments of pay.
2) Major Penalties
a)
Reduction to a lower stage in the time scale of pay for a specified
period.
b)
Reduction to a lower time scale of pay, grade or post, and
c)
Compulsory retirement.
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In very serious cases of offence, even judicial proceedings against the offender may
also be launched.
MODE OF TAKING DISCIPLINARY ACTION
Usually following provisions are made either in the Constitution or in the statute to
check the misuse of power to take disciplinary actions :
a)
No employee shall be demoted or dismissed by an officer below in rank to one
who had appointed him/her.
b)
No employee shall be punished except for a cause, specified in some statute or
departmental regulation.
c)
No employee shall be punished unless he / she has been given reasonable
opportunity to defend his / her case.
d)
The employee shall be informed of the charges laid against him / her.
e)
Where a board of Inquiry is appointed, it shall consist of not less than two
senior officers, provided that at least one member of such board shall be an
officer of the service to which the employee belongs.
f)
After the inquiry against an employee has been completed and after the
punishing authority has arrived at any provisional conclusion in regard to the penalty
to be imposed, if the penalty proposed is dismissal, removal, reduction in rank or
compulsory retirement, the employee charged shall be supplied with a copy of the
report of inquiry and be given a further opportunity to show cause why the proposed
penalty should not be imposed on him / her.
CONSTITUTION OF INDIA – DEALING WITH DISCIPLINARY MATTERS
Article 309 provides that the Acts of the appropriate legislature may regulate the
recruitment and conditions of service of the persons appointed to public services and
posts in connection with the affairs of the Union or of any State. It shall be competent
for the President or Governor as the case may be, to make rules regulating and
recruitment and conditions of service of public service until provisions are made by
an Act of the appropriate legislature.
According to Article 310, every person who is a member of a defence service or the
civil service of the Union or an All India Service or holds any post connected with
defense or any civil post under the union holds office during the pleasure of the
president, and every person who is a member of a civil service of a state or holds a
civil post under a state holds office during the pleasure of the Governor of the State.
Notwithstanding that a person holding a civil post under the Union or a State holds
office during the pleasure of the President or the Governor of the State, any contract
under which a person, (not being a member of a defence service or of an All India
Service or of a civil service of the Union or a State) is appointed under the
Module – 1 92
Constitution to hold such a post may, if the President or the Governor deems it
necessary in order to secure the services of persons having special qualifications,
provide for the payment to him of compensation, if before the expiration of an agreed
period that post is abolished or he is required to vacate that post.
Article 311as amended by Forty-second. Amendment provides that no person who is
a member of a civil post under the union or a state, shall be dismissed or removed by
an authority subordinate to that by which he / she was appointed. No such person is
aforesaid shall be dismissed or removed or reduced in rank except after an enquiry in
which he / she has been informed of the charges against him / her given a reasonable
opportunity of being heard in respect of those charges. Where it is proposed after such
enquiry to impose upon him / her any such penalty, such penalty may be imposed on
the basis of the evidence provided during such inquiry and it shall not be necessary to
give such person any opportunity of making representation on the penalty proposed.
This clause shall not apply where a person is dismissed or removed or reduced in rank
on the ground of conduct which has led to his / her conviction on a criminal charge or
where the authority empowered to dismiss or remove a person or to reduce him / her
in rank is satisfied that for some reason to hold such enquiry. Or where the President
of the Governor, as the case may be, is satisfied that in the interests of the security of
the State, it is not expedient to hold such enquiry. If in respect of any such person as
aforesaid, a question arises, whether it is reasonably practicable to hold the enquiry
mentioned above, the decision thereon of the authority empowered the dismiss or
remove such person or reduce him / her in rank shall be final.
SUCCESSIVE STEPS INVOLVED IN DISPLINARY PROCEE DINGS
The successive steps of the procedure of disciplinary action are:
i)
Calling for an explanation from the employee to be subjected to
disciplinary action.
ii)
If the explanation is not forthcoming or is unsatisfactory, framing of
charges;
iii)
Suspension of the employee if his / her remaining in the service is likely
to prejudice the evidence against him / her.
iv)
Hearing of the charges, and giving opportunity to the employee to
defend himself / herself;
v)
Findings and report;
vi)
Giving another opportunity to the employee to defend himself/herself
against the purposed punishment.
vii)
Punishment order, or exoneration; and
viii)
Appeal, if any.
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ISSUES AND PROBLEMS
There are various problems concerning the disciplinary proceedings.
They are as follows:
i) Lack of knowledge of the Disciplinary Procedure
It has been seen many a time that the appointing authorities as well as
employees are unaware of the details of the disciplinary procedures
resulting in many problems.
ii)
Delays
The time taken to take disciplinary action is very long. When an employee
knows of the impending action, he / she becomes more and more
irresponsible and problematic. Delays cause hardship to the employees.
iii)
Lack of fair Play
There is a tendency that the appellate authority generally supports the
decision of his / her subordinates. This defeats the purpose of appeal
.
iv)
Withholding of Appeal
Most of the officers do not like appeals against their decisions. There is a
tendency to withhold appeals.
v)
Inconsistency
Disciplinary action should be consistent under the same offence. Otherwise it leads to
favoritism, nepotism and corruption.
Module – 1 94
Module-III
SUCCESS DOESN’T MEAN
THE ABSENCE OF ULTIMATE
OBJECTIVES.
IT MEANS WINNING THE WAR,
NOT EVERY BATTLE
Edwin. C. Bliss
Module – 1 95
Contents Pages
Topic: Judicial review of Administrative Action 3-13
*The doctrine of ultra virus
*Malafide exercise of Powers
*Exclusion of judicial review
Topic: Constitutional Remedies 14-34
*The judicial Control of administrative action
*Constitutional provisions to control administrative actions under article 32
*226 and 136 of the Constitution.
*Existence of alternative remedies
*Scope of high Courts jurisdiction under article 226
*Remedy through special leave to appeal under article 136
*Ordinary remedies
*Injunction
*Declaratory action and
*Action for damages
Topic: Judicial Control of Administrative
Action through Writs 35-
52
*Writ of habeas Corpus
*Writ of Mandamus
*Writ of Certiorari
*Writ of Quowarranto
*Writ of prohibition
Topic: Public Interest Litigation 53-
59
*Meaning of public interest litigation
*Reasons for the growth of Public interest litigation
*Development of Public interest litigation in India.
Module – 1 96
Judicial Control of Administrative Action
I
t is a admitted fact that the administrative authorities now a days are
conferred on wide administrative powers which are required to be
controlled otherwise they will become new despots. The Administrative
Law aims to find out the ways and means to control the powers of the
administrative authorities.
In the context of increased powers for the administration, judicial control has become
an important area of administrative law, because Courts have proved more effective
and useful than the Legislature or the administration in the matter. “It is an accepted
axiom” observed Prof. Jain & Jain that “the real kernel of democracy lies in the
Courts enjoying the ultimate authority to restrain all exercise of absolute and arbitrary
power. Without some kind of judicial power to control the administrative authorities,
there is a danger that they may commit excess and degenerate into arbitrary
authorities, and such a development would be inimical to a democratic Constitution
and the concept of rule of law. “
Judicial Control (Judicial Remedies).
Judiciary has been given wide powers for controlling the administrative action. The
Courts have been given power to review the acts of the legislature and executive
(administration) and declare them void in case they are found in violation of the
provisions of the Constitution.
In India the modes of judicial control of administrative action can be
conveniently grouped into three heads:
(A) Constitutional;
(B) Statutory;
(C) Ordinary or Equitable
.
JUDICIAL REVIEW & ITS EXCLUSION
Module – 1 97
Judicial review, in short, is the authority of the Courts to declare void the acts
of the legislature and executive, if they are found in the violation of the
provisions of the Constitution. Judicial Review is the power of the highest
Court of a jurisdiction to invalidate on Constitutional grounds, the acts of other
Government agency within that jurisdiction.
The doctrine of judicial review has been originated and developed by the
American Supreme Court, although there is no express provision in the
American Constitution for the judicial review. In Marbury v. Madison the
Supreme Court made it clear that it had the power of judicial review.
In England there is supremacy of Parliament and therefore, the Act passed or
the law made by Parliament cannot be declared to be void by the Court. The
function of the judiciary is to ensure that the administration or executive
function conforms to the law.
The Constitution of India expressly provides for judicial review. Like U.S.A.,
there is supremacy of the Constitution of India. Consequently, an Act passed
by the legislature is required to be in conformity with the requirements of the
Constitution and it is for the judiciary to decide whether or not the Act is in
conformity with the Constitutional requirements and if it is found in violation of
the Constitutional provisions the Court has to declare it unconstitutional and
therefore, void because the Court is bound by its oath to uphold the
Constitution.
The Constitution of India, unlike the American Constitution expressly provides
for the judicial review. The limits laid down by the Constitution may be express
or implied. Articles 13, 245 and 246, etc. provide the express limits of the
Constitution.
The provisions of Article 13 are:
Article 13 (1) provides that all laws in force in the territory of India immediately
before the commencement of the Constitution of India, in so far as they are
inconsistent with the provision of Part III dealing with the fundamental rights
shall, to the extent of such inconsistency, be void. Article 13 (2) provides the
State Shall not make any law which takes away or abridges the fundamental
rights and any law made in contravention of this clause shall, to the extent of
the contravention, be void.
Article 245 makes it clear that the legislative powers of Parliament and of the
State Legislatures are subject to the provisions of the Constitution.
Parliament may make laws for the whole or any part of the territory of India
and the legislature of State may make laws for the whole or any part of the
State. No law made by Parliament shall be deemed to be invalid on the
ground that it would have been extra-territorial operation. The State
Legislature can make law only for the State concerned and, therefore, the law
made by the state Legislature having operation outside the State would be
beyond its competence and, therefore ultra vires and void.
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The doctrine of ultra vires
has been proved very effective in controlling the
delegation of legislative function by the legislature and for making it more
effective it is required to be applied more rigorously. Sometimes the Court’s
attitude is found to be very liberal.
Supreme Court has held that the legislature delegating the legislative power
must lay down the legislative policy and guideline regarding the exercise of
essential legislative function, which consists of the determination of legislative
policy and its formulation as a rule of conduct. Delegation without laying down
the legislative policy or standard for the guidance of the delegate will amount
to abdication of essential legislative function by the Legislature. The
delegation of essential legislative function falls in the category of excessive
delegation and such delegation is not permissible.
The power of judicial review controls not only the legislative but also the
executive or administrative act. The Court scrutinizes the executive act for
determining the issue as to whether it is within the scope of the authority or
power conferred on the authority exercising the power. For this purpose the
ultra vires rules provides much assistance in the Court. Where the act of the
executive or administration is found ultra virus the Constitution or the relevant
Act, it is declared ultra virus and, therefore, void. The Courts attitude appears
to be stiffer in respect of the discretionary power of the executive or
administrative authorities. The Court is not against the vesting of the
discretionary power in the executive, but it expects that there would be proper
guidelines or normal for the exercise of the power. The Court interferes when
the uncontrolled and unguided discretion is vested in the executive or
administrative authorities or the repository of the power abuses its
discretionary power.
The judicial review is not an appeal from a decision but a review of the
manner in which the decision has been made. The judicial review is
concerned not with the decision but with the decision making process.
The Supreme Court has expressed the view that in the exercise of the power
of judicial review the Court should observe the self-restraint and confine itself
the question of legality. Its concern should be:
1. Whether a decision making authority exceeding its power?
2. Committed an error of law.
3. Committed a breach of the rules of natural justice.
4. Reached a decision which no reasonable tribunal would have
reached, or
5. Abused its power.
It is not for the Court to determine whether a particular policy or a particular
decision taken in the furtherance of the policy is fair. The Court is only
concerned with the manner in which those decisions have been taken. The
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extents of the duty to act fairly vary from case to case. The aforesaid grounds
may be classified as under:
(i) Illegality
(ii) Irrationality
(iii) Procedural impropriety.
Mala fide exercise of power is taken as abuse of power :
Mala fides may be
taken to mean dishonest intension or corrupt motive. In relation to the
exercise of statutory power it may be said to comprise dishonesty (or fraud)
and malice. A power is exercised fraudulently. If its repository intends to
achieve an object other than that for which he believes the power to have
been conferred. The intention may be to promote another public interest or
private interest. The burden to prove mala fide is on the person who wants
the order to be quashed on the ground of mala fide.
The judicial review is the supervisory jurisdiction
.
It is concerned not with the merit of a decision but with the manner in which
the decision was made. The court will see that the decision making body acts
fairly. It will ensure that the body acts in accordance with the law. Whenever
its act is found unreasonable and arbitrary it is declared ultra vires and,
therefore, void. In exercising the discretionary power the principles laid down
in article 14 of the Constitution have to be kept in view. The power must be
only be tested by the application of Waynesburg’s principle of reasonableness
but must be free from arbitrariness not affected by bias or actuated by mala
fides.
The administrative action is subject to judicial review on the ground of
procedural impropriety
also. If the procedural requirement laid down in the
statute is mandatory and it is not complied, the exercise of power will be bad.
Whether the procedural requirement is mandatory or the Court decides
directory. Principles of natural justice also need to be observed. If the order
passed by the authority in the exercise of its power affected any person
adversely. It is required to observe the principles of natural justice. In case of
violation of the principles of natural justice, the order will be held to be void.
The principles of natural justice are treated as part of the constitutional
guarantee contained by Article 14 and their violation is taken as the violation
of Article 14.
Key points on judicial review
•
= The jurisdiction of the Supreme Court under Articles 32 and 136
and of High Court under Articles 226 and 227 have been proved of
tremendous importance in the preservation and enforcement of the rule
of law in India. Any statute cannot exclude the jurisdiction under these
Articles.
Module – 1 100
•
= In several cases, the Supreme Court has observed that the
jurisdiction under Articles 32, 136, 226 and 227 cannot be excluded
even where the action of the administration is made final by the
Constitutional amendment.
•
= Judicial review is an unavoidable necessity wherever there is a
constant danger of legislative or executive lapses and appealing
erosion of ethical standards in the society.
•
= The judicial review is the basic feature of the Constitution, which
has been entrusted to the Constitutional Courts, namely, the Supreme
Court of India and High Courts under Article 32 and Articles 226 and
227 respectively. It is the Constitutional duty and responsibility of the
Constitutional Courts as assigned under the Constitution, to maintain
the balance of power between the Legislature, the Execution, and the
judiciary.
•
= The judicial review is life-breath of constitutionalism. Judicial
review passes upon constitutionality of legislative Acts or administrative
actions. The Court either would enforce valid Acts/actions or refuse to
enforce them when found unconstitutional.
•
= Judicial review does not concern itself with the merits of the Act
or action but of the manner in which it has been done and its effect
on constitutionalism. It, thereby, creates harmony between
fundamental laws namely, the Constitution and the executive action or
legislative Act.
The Supreme Court of India has played significant role in the Constitutional
development. The Scope of judicial review in India is sufficient to make the
Supreme Court a powerful agency to control the activities of both the
legislature and the executive.
In Indira Nehru Gandhi v. Raj Narain,
the Supreme Court
( A.I.R. 1975 S.C. 2299)
has held that even where the Constitution itself provides that the action of the
administrative authority shall be final. The judicial review provided under
Articles 32, 136, 226 and 227 is not barred. Judicial review is the part of the
basic structure of the Constitution.
Exclusion of Judicial Review (Ouster clause or finality clause)
Finality clause
may be taken to mean a section in the statute, which bars the
jurisdiction of the ordinary Courts. The modern legislative tendency is to
insert such clause to preclude the Courts from reviewing the law. On account
of such tendency the danger of infringing the rights of the individuals is
increasing. The rule of law requires that the aggrieved person should have
right to approach the court for relief and, therefore, Courts do not appear to
have accepted the Court or ouster clause in its face value and have evolved
Module – 1 101
several rules to waive such clauses for providing justice to the aggrieved
person.
Extent of Judicial Exclusion.
The jurisdiction of the Courts is excluded in several ways. Exclusive may be
express or implied.
For example S.2 of the Foreigners act, 1946 may be mentioned as an
example of express exclusion. It provides that the action taken under the act
shall not be called in question in any legal proceeding before any Court of law.
In India the position on the
finality clause
is not well settled. It is extremely
complex issue. For this purpose the judicial review may be divided into two
categories-
Constitutional modes of judicial review and
Non-Constitutional modes of judicial review.
The judicial review available under article 32, 136 226 and 227 is taken as
Constitutional mode of judicial review, 1.e. the judicial review available under
Articles 32, 136, 226, 227 cannot be excluded by the finality clause contained
in the statute and expressed in any languages. Any statute or ordinary laws
cannot take the jurisdiction of the Court under article 32, 136, 226 and 227 as
the Constitution of India provides them. Thus, any ordinary law cannot bar
the jurisdiction of the Supreme Court under Article 32 and 136 and of the High
Court under Articles 226 and 227.
In Keshava Nanda Bharti v. State of Kerala,
) the Supreme
( A.I.R. 1973 S.C. 1461
Court has held the Parliament has power to amend the Constitution but it
cannot destroy or abrogate the basic structure or framework of the
Constitution. Article 368 does not enable Parliament of abrogate or take away
Fundamental right or to completely alter the fundamental features of the
Constitution so as to destroy its identity. Judicial review therefore it cannot be
taken away.
In Indra Nehru Gandhi v. Raj Narain, the validity of Clause (4) of Article 329 –
A inserted by the Constitution (39 the Amendment ) Act, 1975 was challenged
on the ground that it destroyed the basic structure of the Constitution. The
said Clause (4) provided that notwithstanding any Court order declaring the
election of the Prime Minister or the Speaker of Parliament to be void, it would
continue to be void in all respects and any such order and any finding on
which such order was based would be deemed always to have been void and
of no effect. This clause empowered Parliament to establish by law some
Module – 1 102
authority or body for deciding the dispute relating to the election of the Prime
Minister or Speaker. It provides that the decision of such authority or body
could not be challenged before the Court. This clause was declared
unconstitutional and void as being violation of free and fair election,
democracy and rule of law, which are parts of the basic structure of the
Constitution. In case judicial review, democracy, free and fair election and
rule of law were included in the list of the basic features of the Constitution.
Consequently any Constitutional amendment, which takes away, any of them
will be unconstitutional and therefore void.
The non-constitutional mode of judicial review is conferred on the civil Courts
by statute and therefore it may be barred or excluded by the statute. S. 9 of
the Civil Procedure Code, 1908 confers a general jurisdiction to Civil Courts to
entertain suits except where its jurisdiction is expressly or impliedly excluded.
Implied exclusion of the jurisdiction of the Civil Courts is usually given effect
where the statute containing the exclusion clause is a self contained Code
and provides remedy for the aggrieved person or for the settlement of the
disputes.
When not excluded.
However, it is to be noted that the exclusion clause or ouster clause or finality
clause does not exclude the jurisdiction of the Court in the condition Stated
below:
1. Unconstitutionality of the statute :
Exclusion clause does not bar the
jurisdiction of the Court to try a suit questioning the constitutionality of an
action taken there under. If the statute, which contains the exclusion clause,
is itself unconstitutional, the bar will not operate. The finality should not be
taken to mean that unconstitutional or void laws be enforced without remedy.
2. Ultra vires Administrative action :
The exclusion clause does not bar
the jurisdiction of the Court in case where the action of the authority is ultra
vires. If action is ultra vires the powers of the administrative authority; the
exclusion clause does not bar the jurisdiction of the Courts. The rule is
applied not only in the case of substantive ultra vires but also in the case of
procedural ultra vires. If the authority acts beyond its power or jurisdiction or
violates the mandatory procedure prescribed by the statute, the exclusion or
finality clause will not be taken as final and such a clause does not bar the
jurisdiction of the Court.
3. Jurisdictional error :
The exclusion or ouster or finality clause
does not bar the jurisdiction of the Court in case the administrative action is
challenged on the ground of the jurisdictional error or lack of jurisdiction. The
lack of jurisdiction or jurisdictional error may arise where the authority
assumes jurisdiction, which never belongs to it or has exceeded its jurisdiction
indicating the matter or has misused or abused its jurisdiction. The lack of
Module – 1 103
jurisdiction also arises where the authority exercising the jurisdiction is not
properly constituted.
4. Non compliance with the provisions of the statute :
the exclusion clause
will not bar the jurisdiction of the Court if the statutory provisions are not
complied with. Thus if the provisions of the statute are not complied with, the
Court will have jurisdiction inspite of the exclusion or finality clause.
5. Violation of the Principles of natural Justice
:
If the order passed by the
authority is challenged on the ground of violation of the principles of natural
justice; the ouster clause or exclusion clause in the statute cannot prevent the
Court from reviewing the order
6. When finality clause relates to the question of fact and not of law :
Where the finality clause makes the finding of a Tribunal final on question of facts,
the decision of the Tribunal may be reviewed by the Court on the question of law.
(A) CONSTITUTIONAL REMEDIES
T
he judicial control of administrative action provides a fundamental
safeguard against the abuse of power. Since our Constitution was built
upon the deep foundations of rule of law, the framers of the
Constitution made sincere efforts to incorporate certain Articles in the
Constitution to enable the courts to exercise effective control over
administrative action. Let us discuss those articles of the constitution: -
(a)
Under article 32, the Supreme Court has been empowered to enforce
fundamental rights guaranteed under Chapter III of the Constitution.
Article 32 of the Constitution provides remedies by way of writs in this country.
The Supreme Court has, under Article 32(2) power to issue appropriate
directions, or orders or writs, including writs in the nature of
habeas corpus,
certiorari, mandamus, prohibition and quo-
warranto
The court can issue not
only a writ but can also make any order or give any direction, which it may
consider appropriate in the circumstances. It cannot turn down the petition
simply on the ground that the proper writ or direction has not been prayed for.
(b)
Under article 226 concurrent powers have been conferred on the
respective High Courts for the enforcement of fundamental rights or any other
legal rights. It empowers every High Court to issue to any person or authority
including any Government, in relation to which it exercises jurisdictions,
directions, orders or writs including writs of habeas corpus,. mandamus,
prohibition, quo warranto and certiorari.
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In a writ petition, High Court cannot go into the merits of the controversy. For
example, in matters of retaining or pulling down a building the decision is not
to be taken by the court as to whether or not it requires to be pulled down and
a new building erected in its place.
(c)
Under Article 136 the Supreme Court has been further empowered, in
its discretion, to grant special leave to appeal from any judgment, decree,
determination, sentence or order by any Court or tribunal in India. Article 136
conferred extraordinary powers on the Supreme Court to review all such
administrative decisions, which are taken by the administrative authority in
quasi-judicial capacity.
The right to move the Supreme Court in itself is a guaranteed right, and
Gajendragadkar, J., has assessed the significance of this in the following
manner:
“The fundamental right to move this Court can therefore be appropriately
described as the cornerstone of the democratic edifice raised by the
Constitution. That is why it is natural that this Court should in the words of
Patanjali Sastri, J.,
regard itself as the protector and guarantor of fundamental
rights and should declare that it cannot consistently with the responsibility laid
upon it, refuse to entertain applications seeking protection against
infringement of such rights.
Since Article 32 is itself fundamental right, it cannot be whittled down by a
legislation. It can be invoked even where an administrative action has been
declared as final by the statute.
An order made by a quasi-judicial authority having jurisdiction under an Act
which is intra virus is not liable to be questioned on the sole ground that the
provisions of the Act on the terms of the notification issued there under have
been misinterpreted.
The rule of maintainability of petition under Article 32 held above
is subject to three exceptions.
First,
if the statute for a provision thereof
ultra vires
any action taken there
under by a quasi-judicial authority which infringes or threatens to infringe a
fundamental right, will give rise to the question of enforcement of that right
and petition under Article 32 will lie.
Second,
if a quasi-judicial authority acts without jurisdiction or wrongly
assumes jurisdiction by committing error as to a right, the question of
enforcement of that arises and a petition under Article 32 will lie even if the
statute is
intra vires
.
Third,
if the action taken by a quasi-judicial authority is procedurally
ultra
virus
, a petition under Article 32 would be competent.
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Under Article 32 of the Constitution the following person may complain of the
infraction of any fundamental rights guaranteed by the Constitution:
Any person including corporate bodies who complains of the infraction of any
of the fundamental rights guaranteed by the Constitution is at liberty to move
the Supreme Court except where the languages of the provision or the nature
of the right implies the inference that they are applicable only to natural
person.
The right that could be enforced under article 32 must ordinarily be the rights
of the petitioner himself who complains of the infraction of such rights and
approaches the Court for relief. An exception is as held in the Calcutta Gas
Case,
that in case of habeas corpus not only the man who is
( AIR 1962 SC 1044)
or detained in confinement but any person provided he is not an absolute
stranger, can institute proceeding to obtain a writ of habeas corpus for the
purpose of liberation.
The Constitution of India assigns to the Supreme Court and the High Courts
the role of the custodian and guarantor of fundamental rights. Therefore,
where a fundamental right is involved, the courts consider it to be their duty to
provide relief and remedy to the aggrieved person. In matters other than the
fundamental rights, generally the jurisdiction of the courts to grant relief is
considered to be discretionary. The discretion is, however, governed by the
broad and fundamental principles, which apply to the writs in England.
A petition under Art 32 may be rejected on the ground of inordinate delay
However, a writ petition made after 12 years by a person belonging to lower
echelons of service against the Department which and not counted his service
in the officiating capacity, was entertained because the Department had not
given reply to his representations.
It was held in one of the decided case
( A.I.R 1964 S.C. 1013; Supreme Court Employees
) that a petition under Art 32 would
Welfare Association verses union of India A.I.R 1990
334
be barred by res judicata if a petition on the same cause of action filed before
the High Court was earlier rejected.
The Court went further and said that the principle of
res judicata
did not apply
to successive writ petitions in the Supreme Court and the High Court under
Arts 32 and 226 respectively. The Court observed that a petition based on
fresh or additional grounds would not be barred by res judicata. A petition
under Artic 32, however, will not lie against the final order of the Supreme
Court under art 32 of the constitution. It was held that a petition would not lie
under Art 32 challenging the correctness of an order of the Supreme Court
passed on a special leave petition under Art 136 of the Constitution setting
aside the award the award of enhanced solarium and interest under the land
acquisition Act, 1894.
Existence of alternative remedies
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When statutory remedies are available for determining the disputed questions
of fact or law, such questions cannot be raised through a petition under Art
32.
The Supreme Court would not undertake a fact-finding enquiry in the
proceedings under Art 32. If the facts are disputed, they must be sorted out at
the appropriate forum. In
Ujjam Bai v. State of UP
the
( AIR 1962 SC 1621)
Supreme Court held that a petition under Art 32 could not impugned error of
law or fact committed in the exercise of the jurisdiction conferred on an
authority by law. The Court here made a distinction between acts, which were
ultra vires, or in violation of the principles of natural justice and those, which
were erroneous though within jurisdiction. While the former could be
impugned, the latter could not be impugned in a writ petition under art 32.
This dictum was, however, narrowed down by subsequent decisions. It was
held that where an error of law or fact committed by a tribunal resulted in
violation of a fundamental right; a petition under Art 32 would be maintainable.
The fact that the right to move the Supreme Court for the enforcement of
fundamental rights under Art 32 is a fundamental right should not bind us to
the reality that such a right in order to be meaningful must be used
economically for the protection of the fundamental rights. However, in recent
years, with the expansion of the scope of art 21 of the Constitution and the
growth of public interest litigation, the threshold enquiry regarding the violation
of fundamental rights has become rare. Article 32 has almost become a site
for public interest litigation where fundamental rights of the people are
agitated. It is under this jurisdiction that the human rights jurisprudence and
environmental jurisprudence have developed.
The Court has given such expansive interpretation of art 21 of the Constitution
that the question, which seemed to be alien to Art 32, became integral part of
it. The right to life and personal liberty came to comprehend such diverse
aspects of human freedom such as the right to environment, or the right to
gender justice or the right to good governance that questions such as whether
the ordinance making power was exercised to defraud the Constitution or
whether judges were appointed in such a way as to enhance the indepenence
of the judiciary or who and how should a social service organization undertake
the giving of Indian children in adoption to foreigners became matters
involving fundamental rights. Since the rights to live guaranteed by Art 21
included the right to live with dignity the right to unpolluted environmental
jurisprudence has emerged. With the growth of the public interest litigation,
which we will discuss separately, Art 32 has become an important site for the
vindication of various group human rights. The Court has even incorporated
some of the directive principles of state policy within the compass of the
fundamental rights. For example, it declared that the right to primary
education was a fundamental right. The Supreme Court entertained a writ
petition under Art 32 seeking the implementation of the Consumer Protection
Act and appointment of district forums as required there under. The Court
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also entertained a petition which said that due to large backlogs, the under-
trail prisoner remained for an inordinately long periods in jail.
Principles Regarding Writ Jurisdiction Under Article 226
Article 226 empowers the High Courts to issue writs in the nature of habeas
corpus, mandamus, prohibition, certiorari and quo warranto or any of them for
the enforcement of any of the fundamental rights or for any other purpose. It
has been held that the words ‘for any other purpose’ mean for the
enforcement of any statutory or common law rights. The jurisdiction of the
High Courts under Art 226 is wider than that of the Supreme Court under Art
32. The jurisdictions under Art 32 and 226 are concurrent and independent of
each other so far as the fundamental rights are concerned. A person has a
choice of remedies. He may move either the Supreme Court under Art 32 or
an appropriate High Court under Art 226. If his grievance is that a right other
than a fundamental right is violated, he will have to move the High Court
having jurisdiction. He may appeal to the Supreme Court against the decision
of the High Court. After being unsuccessful in the High Court, he cannot
approach the Supreme Court under Art 32 for the same cause of action
because as said earlier, such a petition would be barred by
resjudicata.
Similarly, having failed in the Supreme Court in a petition filed under Art 32,
he cannot take another chance by filing a petition under Art 226 in the High
Court having jurisdiction over his matter because such a petition would also
be barred by res judicata.
The High Court’s jurisdiction in respect of ‘ other purposes’ is however,
discretionary. The courts have laid down rules in accordance with which such
discretion is to be exercised. The jurisdiction of the High Court under Art 226
cannot be invoked if:
•
= The petition is barred by res jusicata;
•
= If there is an alternative and equally efficacious remedy
available and which has not been exhausted;
•
= If the petition raised questions of facts which are disputed;
and
•
= If the petition has been made after an inordinate delay.
These rules of judicial restraint have been adopted by our courts from the
similar rules developed by the English courts in the exercise of their
jurisdiction to issue the prerogative writs.
Where a civil court had dealt with a matter and the High Court had disposed
of an appeal against the decision of the civil court, a writ petition on the same
matter could not be entertained. This was not on the ground of res judicata as
much as on the ground of judicial discipline, which required that in matters
relating to exercise of discretion, a party could not be allowed to take chance
in different forums. Withdrawal or abandonment of a petition under Art
Module – 1 108
226/227 without the permission of the court to file a fresh petition there under
would bar such a fresh petition in the High Court involving the same subject
matter, though other remedies such as suit or writ petition under Art 32 would
be open. The principle underlying Rule 1 of Order 23 of the CPC was held to
be applicable on the ground of public policy.
It is a general rule of the exercise of judicial discretion under Art 226 that the
High Court will not entertain a petition if there is an alternative remedy
available. The alternative remedy however, must be equally efficacious.
Where an alternative and efficacious remedy is provided, the Court should not
entertain a writ petition under Art 226. Where a revision petition was pending
in the High Court challenging the eviction degree passed against a tenant by
the court of the Small Causes, it was held that the High Court should not have
entertained a writ petition filed by the cousins of the tenants. The petitioners
should have exhausted the remedies provided under the Code of Civil
procedure before filing the writ petition. Petitions were dismissed on the
ground of the existence of an alternative remedy in respect of elections to
municipal bodies or the Bar Council.
When a law prescribes a period of limitation for an action, such an action has
to be brought within the prescribed period. A court or a tribunal has no
jurisdiction to entertain an action or proceeding after the expiration of the
limitation period. It is necessary to assure finality to administrative as well as
judicial decisions. Therefore, those who sleep over their rights have no right
to agitate for them after the lapse of a reasonable time. Even writ petitions
under Art 226 are not immune from disqualification on the ground of delay.
Although the law of limitation does not directly apply to writ petitions, the
courts have held that a petition would be barred if it comes to the court after
the lapse of a reasonable time. This is however, not a rule of law but is a rule
of practice. Where the petitioner shows that illegality is manifest in the
impugned action, and explains the causes of delay, the delay may be
condoned.
Scope of the High court’s Jurisdiction under Article 226
The jurisdiction of the High Court under Art 226 is very vast and almost
without any substantive limits barring those such as territorial limitations.
Although the jurisdiction of the High Court is so vast and limitless, the courts
have imposed certain limits in their jurisdiction in order to be able to cope with
the volume of litigation and also to avoid dealing with questions, which are not
capable of being answered judicially. There are three types of limitations:
•
= Those arising from judicial policy;
•
= Those which are procedural and
•
= Those because of the petitioner’s conduct.
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The Supreme Court has held that the extra ordinary jurisdiction should be
exercised only in exceptional circumstances.
It was held that the High Court was not justified in going into question of
contractual obligations in a writ petition. It was held that the jurisdiction under
Art 226 should be used most sparingly for quashing criminal proceedings.
The High Court should interfere only in extreme cases where charges ex facie
do not constitute offence under the Terrorist and Destructive Activities Act
(TADA) It should not quash the proceedings where the application of the Act
is a debatable issue.
Power to Review Its Own Judgments
It was held that the High Court had power to review its own judgments given
under Art 226. This power, however, must be exercised sparingly and in
cases, which fell within the guidelines provided by the Supreme Court.
However, review by the High Court of its own order in a writ petition on the
ground that two documents which were part of the record were not considered
by it at the time of the issuance of the writ under Art 226, especially when the
documents were not even relied upon by the parties in the affidavits filed
before the High Court was held to be impermissible.
On the death of the petitioner during the pendency of his writ petition against
removal from service, the petition abates. The successor cannot continue the
petition.
If the petitioner were guilty of mala fide and calculated suppression of material
facts, which if disclosed, would have disentitled him to the extra ordinary
remedy under Art 226 or in any case materially affected the merits of the
case, he would be disentitled to any relief. Where the writ petitioners had
themselves invoked the review jurisdiction of the competent officer under the
Evacuee Interest (Separation) Act, 1950, to their advantage and to the
disadvantage of the appellant, it was held that the petitioner could not be
heard to say that the review orders of the authority were void for want of
jurisdiction.
(Rights of the Armed Forces)
The Constitution provides two exceptions to the availability of the
constitutional remedies given in Art 32, 226 227 and 136. Art 33 of the
Constitution says that Parliament may by law determine to what extent any of
the rights conferred by Part III shall, in their application to the members of the
Armed Forces or the Forces charged with the maintenance of public order, be
restricted or abrogated so as to ensure the proper discharge of their duties
and the maintenance of discipline among them.
Suspension of Judicial Review during Emergency
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The right to move the court for the enforcement of the fundamental rights be
suspended during the emergency. This is the second exception to the
availability of constitutional remedies.
Under Art 359 of the Constitution the President may declare that the right to
move any court for the enforcement of such of the fundamental rights as may
be mentioned in the order and all proceedings pending in any court for the
enforcement of those rights shall remain suspended for the period during
which the Proclamation is in force or for such shorter period as may be
specified in the Order. By the Constitution (Forty- fourth) Amendment Act,
1978, the words ‘except Arts 20 and 21’ were added to the above Article. It
means that the right to move any court for the enforcement of any of the
fundamental rights except the rights guaranteed by Art 20 and the President
may suspend 21 during the proclamation of emergency.
The jurisdiction under Art 227 is narrower than that under Art 226 because
while under art 226, the High Court can quash any administrative action,
under Art 227, it can act only in respect of judicial or at the most quasi- judicial
actions. By giving wider meaning to the word ‘tribunal’ in this Article as well
as in Art 136, the courts have included various administrative authorities
within the power of superintendence. Clause (4) of art 227, however,
excludes the tribunals constituted by or under any law relating to the armed
forces from the supervisory jurisdictions of the High Courts. The court martial
proceedings under the Military law are not within the power of
superintendence of the High Court, though they are subject to judicial review
under Art 226.
A petition under Art 227 is not maintainable if there is an adequate alternative
remedy. In this matter the same principles will apply as are applicable to
petitions filed under the Consumers protection act dismissing a petition for
non-appearance would not lie under Art 227 to the High Court since the
statutory remedy of appealing under sec. 15 or applying for revision under
sec. 17 to the State Commission under that Act was available.
Remedy through Special Leave to appeal under article 136.
Articles 132 to 135 of the Constitution deal with ordinary appeals to the
Supreme Court in constitutional, civil and criminal matters. Article 136 deals
with a very special appellate jurisdiction conferred on the Supreme Court.
Under this provision the Supreme Court has power to grant in the discretion,
special leave to appeal from
(a)
Any judgment, decree, determination or order;
(b)
In any cause or matter;
(c)
An order passed or made by any court or tribunal in the territory
of India.
Module – 1 111
The scope of the Article is very extensive and it invests the Court with a
plenary jurisdiction to hear appeals. Since the Court has been empowered to
hear appeals from the determination or orders passed by the tribunal
including all such administrative tribunals and bodies which are not Courts in
the strict sense, this has become most interesting aspect of this provision
from the point of administrative law. Under the provision, the Court may hear
appeals from any tribunal even where the legislature declares the decision of
a tribunal final.
A large number of ad judicatory bodies outside the regular judicial hierarchy
have sprung up in modern times and it was deemed highly desirable that the
Supreme Court should be able to keep some control over such bodies
through the technique of hearing appeal there from. Prof. Jain and Jain have
rightly observed it in this connection:
“ It is extremely desirable that there should be some forum correct misuse of power
by such bodies. To leave these bodies outside the place of any judicial control would
be to create innumerable tiny despots, which could negative the rule of law. The
ambit of Supreme Court’s jurisdiction under Article 136 is in some respects broader
than that under Article 32. Article is confined to the enforcement of fundamental
rights only whereas Article 136 is not so. The appellate jurisdiction of the court gives
more scope to the Court to intervene with ad judicatory bodies and provides grounds
of judicial control. But from another point of view the jurisdiction of the Court under
Article 136 is narrower than that under Article 32. Article 136 is available only in
cases of tribunals while Article 32 can be invoked when any authority whatsoever
infringes a fundamental right. It has been found that the Court has been extremely
reluctant to intervene with quasi- judicial bodies. As regard the points of difference
between the writ jurisdiction of the High Courts under Article 226 any appellate
jurisdiction of the Supreme Court under Article 136, it can be said that a high court
can issue a writ to any authority whether quasi-jurisdiction or administrative;
whereas the supreme Court under Article 136 can hear appeal only from a court or
tribunal. In this respect writ jurisdiction of a High Court is broader than the
appellate scope of the Supreme Court under Article 136. But from another point of
view the scope of Article 226 is narrower than Article 136. The Supreme Court can
interfere with a decision of a tribunal on wider form than the High Court in its writ
jurisdiction, are not so flexible it does not enter into questions of facts while there is
no restriction on the powers of the Supreme Court.”
General principles relating to the grant of special leave to appeal. The
following principles have been evolved on the basis of cases decided by the
Court, in connection with the grant of special leave to appeal:
(1)
The Court has imposed certain limitations upon its own powers under
Article 136, e.g., it has laid down that the power is to be exercised sparingly
Module – 1 112
and in exceptional cases only. The power shall be exercised only where
special circumstances are shown to exist.
(2)
Ordinarily, the Supreme Court would refuse to entertain appeal under
Article 136 from the order of an inferior tribunal where the litigant has not
availed himself of the ordinary remedies available to him by law, e.g., a
statutory right of appeal or revision or where he has not appealed from the
final order of an Appellate Tribunal from the decision of the inferior tribunal.
This may be allowed only in exceptional cases e.g., breach of the principles of
natural justice by the order appeal to the Supreme Court is on a point, which
could not have been decided in the appeal under ordinary law.
(3)
The reserve power of the court cannot under Article 136 be
exhaustively defined but it is true that the Court has acted arbitrarily or has not
given a fair deal to the litigant, will not be handicapped in the exercise of its
findings of facts or otherwise.
(4)
It is quite plain that the Supreme Court reaches the conclusion that the
tribunal or the Court has acted arbitrarily or has not given a fair deal to the
litigant, will not be handicapped in the exercise of its findings of facts or
otherwise.
(5)
The Supreme Court would not permit a question to be raised before it
for the first time, if the same has not been raised before the tribunal. But
where the question raised for the first time involves a question of law and it
arose on admitted facts, then the court may allow the same to be argued
before it.
The court again said that the point was neither raised in the written statement
filed by the appellant in the trail Court nor in the grounds of appeal filed by him
in the appellate court cannot be canvassed before the Supreme Court for the
first time on appeal by special leave.
(6)
In an appeal under this provision, the Supreme Court will not interfere
with the award of a Tribunal unless some erroneous principle has been
invoked or some important piece of evidence has been overlooked or
misapplied.
Remedy against the administrative tribunal under Article 227 : According to
Article 227 (1) as it existed before the 42
nd
amendment of the Constitution
every High Court had the power of superintendence over all Courts and
tribunals within its territorial jurisdiction except those which are constituted
under a law relating to armed forces. Here the word tribunal was read in the
same connotation as it has been used in Article 136. The power of
superintendence included the power to call returns from such courts, to make
and issue general rules and prescribe forms for regulating the practice and
proceedings of such Courts and prescribe forms in which books, entries, and
accounts were to be kept by the officers of such Courts. Now under Forty-
forth Amendment act of the Constitution the jurisdiction of the High Court over
Module – 1 113
administrative tribunals has been restored and accordingly the power of
superintendence and supervision of the High Courts over them exists as
before.
The high Courts were thus empowered to exercise broad powers of
superintendence over Courts and tribunals. The power extended not only to
administrative but also even to judicial superintendence over judicial or quasi-
judicial bodies. The power of the High Court under Article 226 differed from
power of superintendence exercised by it under Article 227
Firstly, where it could quash orders of inferior court or tribunal, but the court
under Article 226 may quash the order as well as issue further directions in
the matter.
Secondly, Under Article 227 the power of interference was limited to seeing
that the tribunal function with in the limits of its authority .
Thirdly, the power under Article 227 will only be exercised where the party
affected moves the court, while the superintending power under Article 227
could be exercised at the instance of High Court itself.
In exercising the supervisory power under Article 227, the High Court does
not act as an appellate tribunal. It did not use to review to reweigh the
evidence upon which the determination of the inferior tribunal purported to be
based.
B) Statutory Review.
The method of statutory review can be divided into two parts:
i) Statutory appeals
. There are some Acts, which provide for an appeal
from statutory tribunal to the High Court on point of law.
e.g. Section 30 Workmen’s Compensation act, 1923.
ii) Reference to the High Court or statement of
case.
There are several
statutes, which provide for a reference or statement of case by an
administrative tribunal to the High Court. Under Section 256 of the
Income-tax Act of 1961 where an application is made to the Tribunal by
the assessee and the Tribunal refuses to state the case the assessee
may apply to the High Court and if the High Court is not satisfied about
the correctness of the decision of the Tribunal, it can required to
Tribunal to state the case and refer it to the Court.)
C. Ordinary Remedies or Equitable Remedies
Apart from the extra-ordinary (Constitutional Remedies) guaranteed as
discuss above there are certain ordinary remedies, which are available to
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person under specific statutes against the administration. The ordinary courts
in exercise of the power provide the ordinary remedies under the ordinary law
against the administrative authorities. These remedies are also called
equitable remedies. This includes:
i)
Injunction
ii)
Declaratory Action
iii)
Action for damages.) In some cases where wrong has been done to a
person by an administrative act, declaratory judgments and injunction may be
appropriate remedies. An action for declaration lies where a jurisdiction has
been wrongly exercised. Or where the authority itself was not properly
constituted. Injunction s issued for restraining a person to act contrary to law
or in excess of its statutory powers. An injunction can be issued to both
administrative and quasi-judicial bodies. Injunction is highly useful remedy to
prevent a statutory body from doing an ultra vires act, apart from the cases
where it is available against private individuals e.g. to restrain the commission
or torts, or breach of contract or breach of statutory duty.
Before discussing these remedies let us find out what is the meaning of
equity.
Meaning of Equity
Before we discuss equitable remedies, it is necessary for us to know
something about equity. Since the administration of justice has begun on the
basis of law in the world, a class of society has always been against the
rigidity of law. This class of society is of the opinion that howsoever mature
and legally skilled men may make the laws, yet they cannot experience the
circumstances which the judges may have to face in future. The
circumstances in which the provisions of law may prove to be unjust for the
people if is necessary to make the provisions of law flexible, and injustice
caused by such rigidity of law should be stopped. Equity is based on this
consideration. Equity is a voice against injustice caused by rigidity of low.
Equity, which is not a synonym of natural justice, demands that justice should
be made in accordance with the circumstances. Equities a new and
independent system of law which developed in England. It has its own history
and origin. It made an important contribution in the English system of law as a
supplementary of main legal system till 1873, when it was merged in the
common law According to Ashburner. “Equity is a word which has been
borrowed by law from morality and which was acquired in law a strictly
technical meaning.”
Equitable Remedies may be discussed under following headings:
(1) Injunction
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An injunction is a preventive remedy. It is a judicial process by which one who
has invaded or is threatening to invade the rights of another is restrained from
continuing or commencing such wrongful Act.
In India, the law with regard to injunctions has been laid down in the specific
Relief Act, 1963.
Injunction may be prohibitory or mandatory.
Prohibitory Injunction
. Prohibitory injunction forbids the defendant to do a
wrongful act, which would infringe the right of the plaintiff. A prohibitory
injunction may be interlocutory or temporary injunction or perpetual injunction.
Interlocutory or temporary injunction
. Temporary injunctions are such as to
continue until a specified time or until the further order of the court.
(S. 37 for the
It is granted as an interim measure to preserve status quo
specific Relief Act ).
until the case is heard and decided. Temporary injunction may be granted at
any stage of a suit. Temporary injunctions are regulated by the Civil
Procedure Code
.(Ibid)
Temporary injunction is provisional in nature. It does not conclude or
determine a right. Besides, a temporary injunction is a mere order. The
granting of temporary injunction is a matter of discretion of the court.
Perpetual injunction.
A perpetual injunction is granted at the conclusion of the
proceedings and is definitive of the rights of the parties, but it need not be
expressed to have perpetual effect, it may be awarded for a fixed period or for
a flexed period with leave to apply for an extension or for an indefinite period
terminable when conditions imposed on the defendant have been complied
with; or its operation may be suspended fro a period during which the
defendant is given the opportunity to comply with the conditions imposed on
him, the plaintiff being given leave to reply at the end of that time.
Mandatory injunction.
When to present the breach of an obligation, it is
necessary to compel the performance of certain acts which the court in
capable of enforcing, the court may in the discretion grant an injunction to
prevent the breach complained of an also to compel performance of the
requisite acts.
The mandatory injunction may be
(S. 39 of the Specific Relief Act.)
taken as a command to do a particular act to restore things to their former
condition or to undo, that which has been done. It prohibits the defendant from
continuing with a wrongful act and also imposes duty on him to do a positive
act. For example construction of the building of the dependant obstructs the
light for which the plaintiff is legally entitled. The plaintiff may obtain injunction
not only for restraining the defendant from the construction of the building but
also to pull down so much of the part of the building, which obstructs the light
of the plaintiff.
Declaration (Declaratory Action)
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Declaration may be taken as a judicial order issued by the court declaring
rights of the parties without giving any further relief. Thus a declaratory decree
declares the rights of the parties. In such a decree there is no sanction, which
an ordinary judgment prescribes same sanctions against the defendant. By
declaring the rights of the parties it removes the existing doubts about the
rights and secures enjoyment of the property. It is an equitable remedy. Its
purpose is to avoid future litigation by removing the existing doubts with
regard to the rights of the parties. It is a discretionary remedy and cannot be
claimed as a matter of right.
Action for Damages
If any injury is caused to an individual by wrongful or negligent acts of the
Government servant the aggrieved person can file suit for the recovery of
damages from the Government concerned. This aspect of law has been
discussed in detail under the topic liability of Government or state in torts.
WRITS
WRIT OF HABEAS CORPUS
H
abeas corpus is a prerogative writ, which was granted to a subject of
His Majesty, who was detained illegally in jail. It is an order of release.
The words
habeas corpus subi di cendum
literally mean ‘to have the
body’
The writ provides remedy for a person wrongfully detained or restrained. By
this a command is issued to a person or to jailor who detains another person
in custody to the effect that the person imprisoned or the detenu should be
produced before the Court and submit the day and cause of his imprisonment
or detention. The detaining authority or person is required to justify the cause
of detention. If there is no valid reason for detention, the Court will
immediately order the release of the detained person.
The personal liberty will have no meaning in a constitutional set up if the writ
of habeas corpus is not provided therein. The writ is available to all the
aggrieved persons alike. It is the most effective means to check the arbitrary
arrest by any executive authority. It is available only in those cases where the
restraint is put on the person of a man without any legal justification.
When a person has been subjected to confinement by an order of the Court,
which passed the order after going through the merits of the case the writ of
habeas corpus cannot be invoked, however erroneous the order may be.
Moreover, the writ is not of punitive or of corrective nature. It is not designed
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to punish the official guilty for illegal confinement of the detenu. Nor can it be
used for devising a means to secure damages.
An application for habeas corpus can be made by any person on behalf of the
prisoner as well as by the prisoner himself, subject to the rules and conditions
framed by various High Courts.
Thus the writ can be issued for various purposes e. g.
(a)
testing the validity of detention under preventive detention laws;
(b)
securing the custody of a person alleged to be lunatic;
(c)
securing the custody of minor;
(d)
detention for a breach of privileges by house;
(e)
testing the validity of detention by the executive during emergency,
etc.
When the Writ does not lie
.
The writ will not lie in the following circumstances:-
1.
If it appears on the face of the record that the detention of the
person concerned is in execution of a sentence on indictment of
a criminal charges. Even if in such cases it were open to
investigate the jurisdiction of the court, which convicted the
petitioner, but the mere jurisdiction would not justify interference
by habeas corpus.
2.
In habeas corpus proceedings the court is to have regard to the
legality or otherwise of the detention at the time of the return and
not with reference to the date of institution of the proceedings. It
was, thus, held in Gopalan v. State
that if a fresh
,(AIR 1950 SC.27)
and valid order justifying the detention is made by the time to the
return to the writ, the court couldn’t release the detenu whatever
might have been the defect of the order in pursuance of which
he was arrested or initially detained.
3.
There is no right to habeas corpus where a person is put into
physical restraint under a law unless the law is unconstitutional
or the order is ultra virus the statute.
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4.
Under Article 226 a petition for habeas corpus would lay not only
where he is detained by an order of the State Government but
also when another private individual detains him.
Grounds of Habeas Corpus:
The following grounds may be stated for the grant of the writ:
(1)
The applicant must be in custody;
(2)
The application for the grant of the writ of habeas corpus
ordinarily should be by the husband or wife or father or
son of the detenu. Till a few years back the writ of
habeas corpus could not be entertained if a stranger files
it. But now the position has completely changed with the
pronouncements of the Supreme Court in a number of
cases. Even a postcard written by a detenu from jail or
by some other person on his behalf inspired by social
objectives could be taken as a writ-petition.
(3)
In Sunil Batra v. Delhi Administration (
) II
AIR 1980
SC.1579
the court initiated the proceedings on a letter by a co-
convict, alleging inhuman torture to his fellow convict.
Krishna Iyer, J., treated the letter as a petition for hebeas
corpus. He dwelt upon American cases where the writ of
habeas corpus has been issued for the neglect of state
penal facilities like over-crowding, in sanitary facilities,
brutalities, constant fear of violence, lack of adequate
medical facilities, censorship of mails, inhuman isolation,
segregation, inadequate rehabilitative or educational
opportunities.
(4)
A person has no right to present successive applications
for habeas corpus to different Judges of the same court.
As regards the applicability of res judicata to the writ of
habeas corpus the Supreme Court has engrafted an
exception to the effect that where the petition had been
Module – 1 119
rejected by the High Court, a fresh petition can be filed to
Supreme Court under Article 32.
(5)
All the formalities to arrest and detention have not been
complied with and the order of arrest has been made
mala fide or for collateral purpose. When a Magistrate
did not report the arrest to the Government of the
Province as was required under Section 3(2) of the
Punjab Safety Act, 1947, the detention was held illegal.
(6)
The order must be defective in substance, e.g.,
misdescription of detenu, failure to mention place of
detention etc. Hence complete description of the detenu
should be given in the order of detention.
(7)
It must be established that the detaining authority was not
satisfied that the detenu was committing prejudicial acts,
etc. It may be noted in this connection that the
sufficiency of the material on which the satisfaction is
based cannot be subject of scrutiny by the Court.
Where the detaining authority did not apply his mind in passing the order of
detention, the court will intervene and issue the order of release of the detenu.
Vague and indefinite grounds of detention.__ where the detaining authority
furnishes vague and indefinite grounds, it entitles the petitioner to release.
Delay in furnishing ground may entitle detenu to be released.
The Court has consistently shown great anxiety for personal liberty and
refused to dismiss a petition merely on the ground that it does not disclose a
prima facie case invalidating the order of detention. It has adopted the liberal
attitude in view of the peculiar socio-economic conditions prevailing in the
country. People in general are poor, illiterate and lack financial resources. It
would therefore be not desirable to insist that the petitioner should set out
clearly and specifically the ground on which he challenges the order of
detention.
The scope of writ of habeas corpus has considerably increased by virtue of
the decision of the Supreme Court in
Maneka Gandhi v. Union of India,
and
also by the adoption of forty-fourth amendment to the Constitution. Hence the
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